1. It is with
considerable regret that I must register my inability to accompany the majority
of the Court in all the conclusions to which it has come in this Advisory
Opinion. Specifically, I must respectfully
dissent from the conclusion which concerns the legal effects of failure
by a receiving State to respect the right to consular information guaranteed
by Article 36 of the Vienna Convention on Consular Relations (“the Convention”).
The conclusion in question may be conveniently divided into
two parts:
a)
that failure to respect the right to consular information
affects the guarantees of due process; and
b)
that imposition of the death penalty in such circumstances
constitutes a violation of the right not to be arbitrarily deprived of life,
as that right is defined in various international treaties on human rights.
2. In regard
to (a), there can be no doubt that situations can arise in which failure
to advise a detained person of his rights under Article 36.1.(b) of the
Convention may have an adverse – and even a determining – effect on the
judicial process to which such a person may be subjected, with results that
might amount to a violation of that person’s right to a fair trial. Where I find myself obliged to differ from the majority is in the
finding that such a violation is the inevitable, invariable consequence
of the failure in question.
3. In regard to (b), it is clear that States which maintain the death
penalty on their law books have a particularly heavy duty to ensure the
most scrupulous observance of due process requirements in cases in which
this penalty may be imposed. Nevertheless,
I find it difficult to accept that, in international law, in every possible
case where an accused person has not had the benefit of consular assistance,
the judicial procedure leading to a capital conviction must, per se, be considered to be arbitrary, for the purposes and in the
terms of, for example, Article 6 of the International Covenant on Civil
and Political Rights (“the Covenant”).
4. The approach taken by the Court in this
Advisory Opinion appears to be based on what might be called an immaculate
conception of due process, a conception which is not justified by the history
of the precept in either municipal or international law. On the contrary, the evidence – from Magna Carta in 1215 to the 1993 Statute of
the International Tribunal for the Former Yugoslavia (as amended in May
1998) – suggests that there has been a steady, pragmatic evolution, aimed
at increasing the practical effectiveness of the protective structure by
attempting to meet the real needs of the individual when confronted with
the monolithic power of the State.
5. Thus it is noteworthy that Article 11.1 of the Universal Declaration
of Human Rights (“the Declaration”) stipulates that a person charged with
a penal offence has the right to be presumed innocent “until proven guilty
according to law in a public trial at which he has had all the guarantees
necessary for his defence”. (Emphasis added). Subsequent developments in international law
and, in particular, in the international law of human rights, have progressively
added flesh to this skeletal delineation of the basic elements of due process.
Analysis of provisions such as those to be found in Articles 9 to
15 inclusive of the Covenant, or in Articles 7, 8, and 25 of the American
Convention, makes it clear that the ruling principle in the devising of
these guarantees has been the principle of necessity laid down in the Declaration.
6. In the case of Thomas and Hilaire vs the Attorney General of
Trinidad and Tobago (Privy Council
Appeal No. 60 of 1998) the Privy Council commented that
“Their
Lordships are unwilling to adopt the approach of the Inter-American Commission
on Human Rights, which they understand holds that any breach of a condemned
man’s constitutional rights makes it unlawful to carry out a sentence of
death .. [T]his fails to give sufficient recognition to the public interest
in having a lawful sentence of the court carried out.
[Their Lordships] would also be slow to accept the proposition that
a breach of a man’s constitutional rights must attract some remedy, and
that if the only remedy which is available is commutation of the sentence then it must
be adopted even if it is inappropriate and disproportionate”(emphasis
added).
7. Reference is made in the present Advisory Opinion to the case of Daniel
Monguya Mbenge, which the United Nations Committee on Human Rights examined
in 1983. There, in finding that the
author of the communication had been sentenced to death in breach of Article
6.2 of the Covenant, the Committee held that it was “the failure of the
State party to respect the relevant requirements of article 14(3)” that
led to “the conclusion that the death sentences pronounced against the author
of the communication were imposed contrary to the provisions of the Covenant
and therefore in violation of article 6(2).” (Emphasis
added)
8. In similar vein, this Court has noted, in its Advisory Opinion
OC-9/87 on Judicial Guarantees in States of Emergency, that
“28. Article 8 [of the American Convention] recognises
the concept of ‘due process of law’, which includes the prerequisites necessary
to ensure the adequate protection of those persons whose rights or obligations
are pending judicial determination”. (Emphasis added)
9. In my view,
the concepts of relevance, proportionality, adequacy, and, above all, necessity,
are indispensable tools in assessing the role which a given right plays
in the totality of the structure of due process. On this analysis it is difficult to see how
a provision such as that of Article 36.1.(b) of the Convention – which is
essentially a right on the part of an alien accused in a criminal matter
to be informed of a right to take advantage of the possible availability
of consular assistance - can be elevated to the status of a fundamental
guarantee, universally exigible as a conditio
sine qua non for meeting the internationally
accepted standards of due process. This is not to gainsay its undoubted
utility and importance in the relatively specialised context of the
protection of the rights of aliens, nor to relieve States parties to the
Convention from their duty to comply with their treaty obligation.
10. For these reasons,
although I am in full support of the analysis and conclusions of the Court
in relation to paragraphs 1-6 inclusive and paragraph 8 of this Advisory
Opinion, I must respectfully and regretfully dissent from the conclusion
at paragraph 7 as well as from the considerations put forward in support
of it.
Oliver Jackman
Judge
Manuel E. Ventura-Robles
Secretary