In the Genie Lacayo Case,
The Inter-American Court of Human
Rights (hereinafter "the Court" or "the Inter-American Court"),
composed of the following judges:
Hernán Salgado-Pesantes, President;
Antônio A. Cançado Trindade, Vice
President;
Héctor Fix-Zamudio, Judge;
Alejandro Montiel-Argüello, Judge
Máximo Pacheco-Gómez, Judge;
Oliver Jackman, Judge, and
Alirio Abreu-Burelli, Judge;
also present:
Manuel E, Ventura-Robles, Secretary,
and
Víctor M. Rodríguez-Rescia, Interim
Deputy Secretary
pursuant to Article 29(2) of the
Rules of Procedure of the Court (hereinafter "the Rules of Procedure")
issues the following Order concerning the request for revision of the Judgment
of January 29, 1997, in the Genie Lacayo case, submitted by the Inter-American
Commission on Human Rights (hereinafter "the Commission" or "the
Inter-American Commission") on April 30, 1997, in a brief in which it
endorsed a communication from Mr. Raymond Genie-Peñalba, the youth Jean Paul
Genie-Lacayo's father, and the Permanent Human Rights Commission of Nicaragua
(CPDH).
I
1. On January 29, 1997, the Court delivered a Judgment on
the merits of the Genie Lacayo Case, in which it
unanimously
1.
Dismisse[d] the preliminary objection of non-exhaustion of domestic
remedies lodged by the State of Nicaragua.
unanimously
2.
Decide[d] that the State of Nicaragua has violated Article 8(1) of
the Convention, in connection with Article 1(1), to the detriment of Mr. Raymond
Genie-Peñalba.
unanimously
3.
Decide[d] that the State of Nicaragua has not violated Articles 2,
25, 24 and 51(2) of the Convention.
by four votes to one
4.
Set at US$20,000 (twenty thousand dollars of the United States of America),
or its equivalent in cordobas on the date of payment, the amount that the
State of Nicaragua must pay, exempt from tax and within six months of the
date of this Judgment, as fair compensation to Mr. Raymond Genie-Peñalba. The payment shall be effected in the form and
on the terms set forth in paragraph 95 of this Judgment.
Judge Pacheco-Gómez dissenting.
2. On April 30, 1997, the Inter-American Commission submitted
a brief in which it endorsed a communication from Mr. Raymond Genie-Peñalba,
the youth Jean Paul Genie-Lacayo's father, and the Permanent Human Rights
Commission (CPDH) of Nicaragua, containing a "request [for] revision"
of the Judgment delivered in this case by the Inter-American Court on January
29, 1997. The request was filed on
the ground that the judgment rendered by the Criminal Chamber of the Supreme
Court of Justice of Nicaragua on February 12, 1997, "produced a new juridical act that radically altered the powers that a
Court of Justice should enjoy in a specific case, inasmuch as it transformed
the Judiciary's possible ineffectiveness into the Judiciary's proven ineffectiveness."
3. In that brief it asked the Court to revise its Judgment
and to find that Articles 8(1) (Right to a Fair Trial), 25(1) (Right to Judicial
Protection), 24 (Right to Equal Protection), and 2 (Domestic Legal Effects)
of the American Convention on Human Rights (hereinafter "the American
Convention") had been violated. It
further requested the Court to call a public hearing to be attended by the
parties in the case in order to determine the appropriate indemnity for the
damages caused by the judgment issued by the Criminal Chamber of the Supreme
Court of Justice of Nicaragua.
4. The Court summarizes the arguments adduced in the brief
endorsed by the Commission as follows:
a) That the Judgment issued by the Inter-American Court on
January 29, 1997, in this case declared that the defects in the military proceeding
regarding the violations of the Genie-Lacayo family's human rights were of
a domestic nature and should be remedied by the Supreme Court of Justice of
Nicaragua. It further invokes the
remedy whereby, in the light of that judgment, the Inter-American Court may
examine the Judiciary's possible ineffectiveness to rule on the investigation
and punishment of those responsible for the death of Mr. Jean Paul Genie-Lacayo
(paras. 47, 94 and 96).
b) That on February 12, 1997, the Supreme Court of Justice
of Nicaragua rendered a judgment in which it dismissed the application for
judicial review filed against the "decision"
that acquitted the defendants in the Genie Lacayo case, on the ground that
the application to appear did not specify any injuries as it is required to
do by Nicaragua's Law of Military Procedure, but, instead, the Supreme Court
of Justice of Nicaragua's was asked to grant a period for those injuries to
be specified, pursuant to the Law of Judicial Review in Criminal Matters.
c) That in the appeal filed in the Supreme Court of Justice
of Nicaragua the rules of ordinary procedure were applied as "a conscious strategy" to determine
whether it would apply those ordinary rules to the appeal or whether it would
employ rules of military procedure. However,
the Supreme Court followed the military procedure for disposing of the appeal,
arguing that "since there was not
manifestation of injuries that contradict [the] grounds [of the judgment appealed, it]
simply calls for confirmation." As stated in the brief submitted to the Inter-American
Court, this action "breache[s]
the requirement of effective recourse
provided in the Convention."
d) That while Decree 591 makes provision for the remedy of
judicial review, its scope is limited by Article 247(3) which states that
the Supreme Court of Justice "may
not alter the situation of the person who has been acquitted of a crime."
Consequently, according to the Inter-American Commission, judicial review
in the military proceedings is only "useful
when the defendant has been convicted."
The request for revision submitted
to this Court further states that
no Court, national or international,
dares to render a judgment on the substance of the matter: the crime.
The State of Nicaragua, with the Supreme Court's judgment of February
12, 1997, coming after the Judgment of the Inter-American Court, violates
the following articles of the Convention: 25 (Right to Judicial Protection),
25(1) and 25(2); 24 (Right to Equal Protection) and 2 (Domestic Legal Effects...
"to give effect to such rights").
The judicial procedure adopted by the Supreme Court constitutes a denial
of justice.
It further states that the judgment
constituted a new juridical act, one that is decisive and was unknown to the
Inter-American Court at the time it delivered its Judgment of January 29,
1997.
e) That although Nicaragua claims that it has brought its
legislation into line with the American Convention when it amended Article
18 of Decree 591 with the promulgation of Law 181 of August 29, 1994, the
military legislation applied by the Supreme Court of Justice of Nicaragua
in the Genie Lacayo case remained in force, it having been excluded from the
application of the new provisions; Articles 2 and 24 of the American Convention
were therefore violated.
f) That the remedy of revision is established in the Statute
of the International Court of Justice and has been applied by the arbitration
tribunals and permanent courts. Further,
that remedy exists in the proceedings before the Inter-American Court but
that the provisions established in the Statute of the International Court
of Justice would fully apply in the instant case under general international
law.
g) That the judgment of the Criminal Chamber of the Supreme
Court of Justice of Nicaragua constitutes a new act,
a new juridical act that deprives
the victim of the possibility of prompt, simple and effective recourse for
protection against the violation of his rights (Art. 25 of the Convention),
against the acquittal by the military tribunals ... [which] denied the Genie
family the opportunity to enjoy EFFECTIVE RECOURSE against the military judgment.
It constitutes a new element in the Proceeding, which justifies the
REVISION of the Judgment delivered by the Inter-American Court of Human Rights.
II
5. The Court as currently composed is competent to hear the
instant matter, by analogy with Article 16 of its Rules of Procedure which
establishes that
[a]ll matters relating to reparations
and indemnities, as well as supervision of the implementation of the judgments
of this Court, shall be heard by the judges comprising it at that stage of
the proceedings, unless a public hearing has already been held. In that event, they shall be heard by the judges
who had attended that hearing.
III
6. There is no provision for the remedy of revision in the
American Convention or in the Statute or the Rules of Procedure of the Inter-American
Court. However, this Court deems it
opportune to hear the aforementioned application for revision filed by the
Inter-American Commission inasmuch as it was submitted within a reasonable
time and because "[t]he transparency
of this Tribunal’s proceedings is enhanced by clarification, when it so deems
appropriate, of the content and scope of its judgements, thereby dispelling
any doubts about them, and that they may not be challenged on the basis of
merely formal considerations" (El Amparo Case, [Interpretation of Judgment], Order of the Court
of April 16, 1997, Considerandum 1.)
7. Article 61 of the Statute of the International Court of
Justice establishes the remedy of revision and states that
[a]n application for revision of
a judgment may be made only when it is based upon the discovery of some fact
of such a nature as to be a decisive factor, which fact was, when the judgment
was given, unknown to the Court and also to the party claiming revision, always
provided that such ignorance was not due to negligence.
8. There is no provision for such a recourse in the European
Convention for the Protection of Human Rights and Fundamental Freedoms, but
Rule 60 of Rules of Court B of the European Court of Human Rights (corresponding
to Rule 57 of Rules of Court A) provides as follows:
[a] party or the Commission may,
in the event of the discovery of a fact which might by its nature have a decisive
influence and which, when the judgment was delivered, was unknown both to
the Court and to that party or the Commission, request the Court, within a
period of six months after that party or the Commission, as the case may be,
acquired knowledge of such fact, to revise that judgment.
9. As stipulated in the Statute of the International Court
of Justice and the Rules of the European Court, pursuant to the general principles
of both domestic and international procedural law, and, in accordance with
the criterion of generally accepted doctrine, the decisive or unappealable
character of a judgment is not incompatible with the existence of the remedy
of revision in some special cases.
10. There are innumerable references in legal writings to the
remedy of revision as an exceptional recourse for preventing a res judicata from maintaining a patently
unjust situation resulting from the discovery of a fact which, had it been
known at the time the judgment was delivered, would have altered its outcome,
or which would demonstrate the existence of a substantive defect in the judgment.
11. The legal motives envisaged as reasons for the remedy of
revision are restrictive in nature, inasmuch as the remedy is always directed
against orders that have acquired the effect of res judicata, that is, against judgments of a decisive nature or interlocutory
judgments that are passed and put an end to the proceeding.
12. The remedy of revision must be based on important facts or
situations that were unknown at the time the judgment was delivered. The judgment may therefore be impugned for
exceptional reasons, such as those involving documents the existence of which
was unknown at the time the judgment was delivered; documentary or testimonial
evidence or confessions in a judgment that has acquired the effect of a final
judgment and is later found to be false; when there has been prevarication,
bribery, violence, or fraud, and facts subsequently proven to be false, such
as a person having been declared missing and found to be alive.
IV
13. The Court now considers whether the request for revision
lodged by the Commission is covered by any of the exceptional reasons that
could justify amendment of the ruling of January 29, 1997.
14. In the instant case the remedy of revision is based on the
fact that:
a) The judgment of February 12, 1997, delivered by the Supreme
Court of Justice of Nicaragua which did not nullify the judgment of second
instance because no reference had been made to injuries in the application
to appear constitutes a new fact that deprived the victim of prompt, simple
and effective recourse for protection of his rights against the acquittal
by the military courts, with the violation of Articles 8(1), 25(1) and 24
of the Convention, and that
b) the Government of Nicaragua has not brought its domestic
laws into line with the Convention, in breach of its Article 2.
15. It is evident from the foregoing that in the instant case
the revision requested does not fall within the exceptional reasons mentioned
above, inasmuch as no claim has been made that a fact that existed at the
time of the judgment and that it had a decisive influence on the outcome of
the proceeding but was unknown to the Court; the issue here concerns a new
fact which can have no influence for the amendment of the judgment.
NOW, THEREFORE,
THE INTER-AMERICAN COURT OF HUMAN RIGHTS,
DECIDES:
by six votes to one,
To declare the application for revision
lodged by the Inter-American Commission on Human Rights against the judgment
of January 29, 1997, in the Genie Lacayo case to be out of order.
Judge A. A. Cançado Trindade dissenting.
Judge Cançado Trindade informed
the Court of his Dissenting Opinion, which is appended to this Order.
Done in Spanish and English, the
Spanish text being authentic, in San Jose, Costa Rica, on this thirteenth
day of September 1997.
Hernán Salgado-Pesantes
President
Antônio
A. Cançado Trindade
Héctor Fix-Zamudio
Alejandro
Montiel-Argüello
Máximo Pacheco-Gómez
Oliver
Jackman
Alirio Abreu-Burelli
Manuel E. Ventura-Robles
Secretary