United Nations High Commissioner For Human Rights Principles and Guidelines on Human Rights and Trafficking, E/2002/68/Add.1 (2002).
Criminalization,
punishment and redress
Guideline 1: Promotion
and protection of human rights
Guideline
2: Identification of trafficked persons and traffickers
Guideline 3 :
Research, analysis, evaluation and dissemination
Guideline 4 :
Ensuring an adequate legal framework
Guideline 5 :
Ensuring an adequate law enforcement response
Guideline 6 :
Protection and support for trafficked persons
Guideline 7 :
Preventing trafficking
Guideline 8 :
Special measures for the protection and support of child victims of trafficking
Guideline
9: Access to remedies
Guideline
10: Obligations of Peacekeepers, Civilian police and humanitarian and
diplomatic personnel
RECOMMENDED
PRINCIPLES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
1.� The human rights of trafficked persons shall be at the centre of
all efforts to prevent and combat trafficking and to protect, assist and provide
redress to victims.
2. States have a responsibility under
international law to act with due diligence to prevent trafficking, to investigate
and prosecute traffickers and to assist and protect trafficked persons.
3. Anti-trafficking measures shall
not adversely affect the human rights and dignity of persons, in particular
the rights of those who have been trafficked, and of migrants, internally
displaced persons, refugees and asylum-seekers.
4. Strategies aimed at preventing
trafficking shall address demand as a root cause of trafficking.
5. States and intergovernmental organizations
shall ensure that their interventions address the factors that increase vulnerability
to trafficking, including inequality, poverty and all forms of discrimination.
6. States shall exercise due diligence
in identifying and eradicating public-sector involvement or complicity in
trafficking. All public officials suspected of being implicated in trafficking
shall be investigated, tried and, if convicted, appropriately punished.
7. Trafficked persons shall not be
detained, charged or prosecuted for the illegality of their entry into or
residence in countries of transit and destination, or for their involvement
in unlawful activities to the extent that such involvement is a direct consequence
of their situation as trafficked persons.
8. States shall ensure that trafficked
persons are protected from further exploitation and harm and have access to
adequate physical and psychological care. Such protection and care shall not
be made conditional upon the capacity or willingness of the trafficked person
to cooperate in legal proceedings.
9. Legal and other assistance shall
be provided to trafficked persons for the duration of any criminal, civil
or other actions against suspected traffickers. States shall provide protection
and temporary residence permits to victims and witnesses during legal proceedings.
10. Children who are victims of trafficking
shall be identified as such. Their best interests shall be considered paramount
at all times. Child victims of trafficking shall be provided with appropriate
assistance and protection. Full account shall be taken of their special vulnerabilities,
rights and needs.
11. Safe (and, to the extent possible,
voluntary) return shall be guaranteed to trafficked persons by both the receiving
State and the State of origin. Trafficked persons shall be offered legal alternatives
to repatriation in cases where it is reasonable to conclude that such repatriation
would pose a serious risk to their safety and/or to the safety of their families.
Criminalization,
punishment and redress
12. States shall adopt appropriate
legislative and other measures necessary to establish, as criminal offences,
trafficking, its component acts[1] and related
conduct[2].
13. States shall effectively investigate,
prosecute and adjudicate trafficking, including its component acts and related
conduct, whether committed by governmental or by non-State actors.
�
14. States shall ensure that trafficking,
its component acts and related offences constitute extraditable offences under
national law and extradition treaties. States shall cooperate to ensure that
the appropriate extradition procedures are followed in accordance with international
law.
15. Effective and proportionate sanctions
shall be applied to individuals and legal persons found guilty of trafficking
or of its component or related offences.
16. States shall, in appropriate cases, freeze and confiscate the assets
of individuals and legal persons involved in trafficking. To the extent possible,
confiscated assets shall be used to support and compensate victims of trafficking.
17. States shall ensure that trafficked
persons are given access to effective and appropriate legal remedies.
�
RECOMMENDED GUIDELINES ON HUMAN RIGHTS
AND HUMAN TRAFFICKING
Violations of human rights are both a cause and
a consequence of trafficking in persons. Accordingly, it is essential to place
the protection of all human rights at the centre of any measures taken to
prevent and end trafficking. Anti-trafficking measures should not adversely
affect the human rights and dignity of persons and, in particular, the rights
of those who have been trafficked, migrants, internally displaced persons,
refugees and asylum-seekers.
States and, where applicable, intergovernmental
and non-governmental organizations, should consider:
�
9.
Ensuring
that bilateral, regional and international cooperation agreements and other
laws and policies concerning trafficking in persons do not affect the rights,
obligations or responsibilities of States under international law including
human rights law, humanitarian law and refugee law.
10.
Offering
technical and financial assistance to States and relevant sectors of civil
society for the purpose of developing and implementing human rights-based
anti-trafficking strategies.
Trafficking
means much more than the organized movement of persons for profit. The critical
additional factor that distinguishes
trafficking from migrant smuggling is the presence of force, coercion and/or
deception throughout or at some stage in the process �such deception, force
or coercion being used for the purpose of exploitation. While the additional
elements that distinguish trafficking from migrant smuggling may sometimes
be obvious, in many cases they are difficult to prove without active investigation.
A failure to identify a trafficked person correctly is likely to result in
a further denial of that person�s rights. States are therefore under an obligation
to ensure that such identification can and does take place.
States
are also obliged to exercise due diligence in identifying traffickers,[4]
including those who are involved in controlling and exploiting trafficked
persons.
States
and, where applicable, intergovernmental and non-governmental organizations,
should consider:
Effective
and realistic anti-trafficking strategies must be based on accurate and current
information, experience and analysis. It is essential that all parties involved
in developing and implementing these strategies have and maintain a clear
understanding of the issues.
The media
have an important role to play in increasing public understanding of the trafficking
phenomenon by providing accurate information in accordance with professional
ethical standards.
States and,
where appropriate, intergovernmental and non-governmental organizations, should
consider:
The lack
of specific and/or adequate legislation on trafficking at the national level
has been identified as one of the major obstacles in the fight against trafficking.
There is an urgent need to harmonize legal definitions, procedures and cooperation
at the national and regional levels in accordance with international standards.
The development of an appropriate legal framework that is consistent with
relevant international instruments and standards will also play an important
role in the prevention of trafficking and related exploitation.
States should
consider:
3.����� Making legislative provision for effective
and proportional criminal penalties (including custodial penalties giving
rise to extradition in the case of individuals). Where appropriate, legislation
should provide for additional penalties to be applied to persons found guilty
of trafficking in aggravating circumstances including offences involving trafficking
in children or offences committed or involving complicity by State officials.
4.����� Making legislative provision for confiscation
of the instruments and proceeds of trafficking and related offences. Where
possible, the legislation should specify that the confiscated proceeds of
trafficking will be used for the benefit of victims of trafficking. Consideration
should be given to the establishment of a compensation fund for victims of
trafficking and the use of confiscated assets to finance such a fund.�
5.����� Ensuring that legislation prevents trafficked
persons from being prosecuted, detained or punished for the illegality of
their entry or residence or for the activities they are involved in as a direct
consequence of their situation as trafficked persons.
6.����� Ensuring that the protection of trafficked
persons is built into anti-trafficking legislation, including protection from
summary deportation or return where there are reasonable grounds to conclude
that such deportation or return would represent a significant security risk
to the trafficked person and/or her/his family.
7.����� Providing legislative protection for trafficked
persons who voluntarily agree to cooperate with law enforcement authorities,
including protection of their right to remain lawfully within the country
of destination for the duration of any legal proceedings.
8. Making effective
provision for trafficked persons to be given legal information and assistance
in a language they understand as well as appropriate social support sufficient
to meet their immediate needs. States should ensure that entitlement to such
information, assistance and immediate support is not discretionary but is
available as a right for all persons who have been identified as trafficked.
Although there
is evidence to suggest that trafficking in persons is increasing in all regions
of the world, few traffickers have been apprehended. More effective law enforcement
will create a disincentive for traffickers and will therefore have a direct
impact upon demand.
An adequate
law enforcement response to trafficking is dependent on the cooperation of
trafficked persons and other witnesses. In many cases, individuals are reluctant
or unable to report traffickers or to serve as witnesses because they lack
confidence in the police and the judicial system and/or the absence of any
effective� protection mechanisms. These
problems are compounded when law enforcement officials are involved or complicit
in trafficking. Strong measures need to be taken to ensure that such involvement
is investigated, prosecuted and punished. Law enforcement officials must also
be sensitized to the paramount requirement of ensuring the safety of trafficked
persons. This responsibility lies with the investigator and cannot be abrogated.�
States and, where applicable, intergovernmental and non-governmental
organizations should consider:
1. Sensitizing
law enforcement authorities and officials to their primary responsibility
to ensure the safety and immediate well-being of trafficked persons;
�
2. Ensuring that
law enforcement personnel are provided with adequate training in the investigation
and prosecution of cases of trafficking. This training should be sensitive
to the needs of trafficked persons, particularly those of women and children,
and should acknowledge the practical value of providing incentives for trafficked
persons and others to come forward to report traffickers. The involvement
of relevant non-governmental organizations in such training should be considered
as a means of increasing its relevance and effectiveness.
3. Providing law
enforcement authorities with adequate investigative powers and techniques
to enable effective investigation and prosecution of suspected traffickers.
States should encourage and support the development of proactive investigatory
procedures that avoid over-reliance on victim testimony.
4. Establishing
specialist anti-trafficking units (comprising both women and men) in order
to promote competence and professionalism.
5.
Guaranteeing
that traffickers are and will remain the focus of anti-trafficking strategies
and that law enforcement efforts do not place trafficked persons at risk of
being punished for offences committed as a consequence of their situation.
6.
Implementing
measures to ensure that �rescue� operations do not further harm the rights
and dignity of trafficked persons. Such operations should only take place
once appropriate and adequate procedures for responding to the needs of trafficked
persons released in this way have been put in place.
7.
Sensitizing
police, prosecutors, border, immigration and judicial authorities, and social
and public health workers to the problem of trafficking and ensuring the provision
of specialized training in identifying trafficking cases, combating trafficking
and protecting the rights of victims.
The
trafficking cycle cannot be broken without attention to the rights and needs
of those who have been trafficked. Appropriate protection and support should
be extended to all trafficked persons without discrimination.
States and, where applicable,
intergovernmental and non-governmental organizations, should consider:
5. Providing
trafficked persons with legal and other assistance in relation to any criminal,
civil or other actions against traffickers/exploiters.
Victims should be provided with information in a language that they
understand.
6. Ensuring
that trafficked persons are effectively protected from harm, threats or intimidation
by traffickers and associated persons. To this end, there should be no public
disclosure of the identity of trafficking victims and their privacy should
be respected and protected to the extent possible, while taking into account
the right of any accused person to a fair trial. Trafficked persons should
be given full warning, in advance, of the difficulties inherent in protecting
identities and should not be given false or unrealistic expectations regarding
the capacities of law enforcement agencies in this regard.���
7. Ensuring
the safe and, where possible, voluntary return of trafficked persons and exploring
the option of residency in the country of destination or third-country resettlement
in specific circumstances (e.g. to prevent reprisals or in cases where re-trafficking
is considered likely).
Strategies aimed at preventing trafficking should take into account demand
as a root cause.� States and intergovernmental
organizations should also take into account the factors that increase vulnerability
to trafficking, including inequality, poverty and all forms of discrimination
and prejudice.� Effective prevention
strategies should be based on existing experience and accurate information.
States, in partnership with intergovernmental and non-governmental organizations
and where appropriate, using development cooperation policies and programmes,
should consider:
Guideline 8: Special measures for the
protection and support of child victims of trafficking
The particular physical, psychological and psychosocial
harm suffered by trafficked children and their increased vulnerability to
exploitation require that they be dealt with separately from adult trafficked
persons in terms of laws, policies, programmes and interventions. The best
interests of the child must be a primary consideration in all actions concerning
trafficked children, whether undertaken by public or private social welfare
institutions, courts of law, administrative authorities or legislative bodies. Child victims of trafficking should be provided with
appropriate assistance and protection and full account should be taken of
their special rights and needs.
States and, where applicable,
intergovernmental and non-governmental organizations, should consider, in
addition to the measures outlined under Guideline 6:
1.
Ensuring that definitions
of trafficking in children in both law and policy reflect their need for special
safeguards and care including appropriate legal protection. In particular,
and in accordance with the Palermo Protocol, evidence of deception, force,
coercion, etc.� should not form part
of the definition of trafficking where the person involved is a child.
2.
Ensuring that procedures
are in place for the rapid identification of child victims of trafficking
3.
Ensuring that children
who are victims of trafficking are not subjected to criminal procedures or
sanctions for offences related to their situation as trafficked persons.
4.
In cases where children
are not accompanied by relatives or guardians, taking steps to identify and
locate family members. Following a risk assessment and consultation with the
child, measures should be taken to facilitate the reunion of trafficked children
with their families where this is deemed to be in their best interest
5.
In situations where
the safe return of the child to his or her family is not possible or where
such return would not be in the child�s best interests, establishing adequate
care arrangements that respect the rights and dignity of the trafficked child.
6.
In both the situations
referred to in the previous two paragraphs, ensuring that a child who is capable
of forming his or her own views enjoys the right to express those views freely
in all matters affecting him or her, particularly concerning decisions about
his or her possible return to the family, the views of the child being given
due weight in accordance with his or her age and maturity.�
7.
Adopting specialized
policies and programmes to protect and support children who have been victims
of trafficking. Children should be provided with appropriate physical, psychosocial,
legal, educational, housing and health-care assistance.
8.
Adopting measures necessary
to protect the rights and interests of trafficked children at all stages of
criminal proceedings against alleged offenders and during procedures for obtaining
compensation.
9.
Protecting, as appropriate,
the privacy and identity of child victims and taking measures to avoid the
dissemination of information that could lead to their identification.
10.
Taking measures to
ensure adequate and appropriate training, in particular legal and psychological
training, for persons working with child victims of trafficking
Trafficked persons, as victims of human rights
violations, have an international legal right to adequate and appropriate
remedies. This right is often not effectively available to trafficked persons
as they frequently lack information on the possibilities and processes for
obtaining remedies, including compensation, for trafficking and related exploitation.
In order to overcome this problem, legal and other material assistance should
be provided to trafficked persons to enable them to realize their right to
adequate and appropriate remedies.
States and, where applicable, intergovernmental and non-governmental
organizations, should consider:
1.
Ensuring that victims
of trafficking have an enforceable right to fair and adequate remedies, including
the means for as full a rehabilitation as possible. These remedies may be
criminal, civil or administrative in nature.
2.
Providing information
as well as legal and other assistance to enable trafficked persons to access
remedies. The procedures for obtaining remedies should be clearly explained
in a language that the trafficked person understands.
�
3.
Making arrangements
to enable trafficked persons to remain safely in the country in which the
remedy is being sought for the duration of any criminal, civil or administrative
proceedings.
The direct or indirect involvement of peacekeeping,
peace-building, civilian policing, humanitarian and diplomatic personnel in
trafficking raises special concerns. States, intergovernmental and non-governmental
organizations are responsible for the actions of those working under their
authority and are therefore under an obligation to take effective measures
to prevent their nationals and employees from engaging in trafficking and
related exploitation. They are also required to investigate thoroughly all
allegations of trafficking and related exploitation and to provide for and
apply appropriate sanctions to personnel found to have been involved in trafficking.
States, and, where appropriate, intergovernmental
and non-governmental organizations, should consider:
States and, where applicable, intergovernmental
and non-governmental organizations, should consider:
�