Submitted by: Mr.
Joseph Kavanagh (represented by Mr. Michael Farrell)
Alleged victim:
The author
State party: Ireland
Date of communication:
27 August 1998 (initial submission)
Date of decision on
admissibility and adoption
of Views: 4 April
2001
The Human Rights Committee,
established under article 28 of the International Covenant on Civil and
Political Rights,
Having concluded its consideration
of communication No. 819/1998 submitted to the Human Rights Committee by
Joseph Kavanagh, under the Optional Protocol to the International Covenant
on Civil and Political Rights,
Having taken into account
all written information made available to it by the author of the communication,
and the State party,
Adopts the following:
Views under article 5, paragraph 4, of the Optional Protocol
1. The author of the communication,
dated 27 August 1998, is Mr. Joseph Kavanagh, an Irish national, born 27
November 1957. The author alleges breaches by the Republic of Ireland of
article 2, paragraphs 1 and 3(a), article 4, paragraphs 1 and 3, article
14, paragraphs 1, 2 and 3, and article 26 of the Covenant. The Covenant
and Optional Protocol entered into force for Ireland on 8 March 1990. The
author is represented by counsel.
Background
2.1 Article 38(3) of the Irish
Constitution provides for the establishment by law of Special Courts for
the trial of offences in cases where it may be determined, according to
law, that the ordinary courts are "inadequate to secure the effective
administration of justice and the preservation of public peace and order".
On 26 May 1972, the Government exercised its power to make a proclamation
pursuant to Section 35(2) of the Offences Against the State Act
1939 (the Act) which led to the establishment of the Special Criminal
Court for the trial of certain offences. Section 35(4) and (5) of the
Act provide that if at any time the Government or the Parliament is satisfied
that the ordinary courts are again adequate to secure the effective administration
of justice and the preservation of public peace and order, a rescinding
proclamation or resolution, respectively, shall be made terminating the
Special Criminal Court regime. To date, no such rescinding proclamation
or resolution has been promulgated.
2.2 By virtue of s. 47(1)
of the Act, a Special Criminal Court has jurisdiction over a "scheduled
offence" (i.e. an offence specified in a list) where the Attorney-General
"thinks proper" that a person so charged should be tried before the Special
Criminal Court rather than the ordinary courts. The scope of "scheduled
offence" is set out in the Offences Against the State (Scheduled Offences)
Order 1972 as encompassing offences under the Malicious Damage
Act, 1861, the Explosive Substances Act, 1883, the Firearms
Acts, 1925-1971 and the Offences against the State Act,
1939. A further class of offences was added by Statutory Instrument
later the same year, namely offences under s.7 of the Conspiracy and
Protection of Property Act 1875. The Special Criminal Court
also has jurisdiction over non-scheduled offences where the Attorney-General
certifies, under s.47(2) of the Act, that in his or her opinion the ordinary
courts are "inadequate to secure the effective administration of justice
in relation to the trial of such person on such charge". The Director
of Public Prosecutions (DPP) exercises these powers of the Attorney-General
by delegated authority.
2.3 In contrast to the ordinary
courts of criminal jurisdiction, which employ juries, Special Criminal
Courts consist of three judges who reach a decision by majority vote.
The Special Criminal Court also utilises a procedure different from that
of the ordinary criminal courts, including that an accused cannot avail
himself or herself of preliminary examination procedures concerning the
evidence of certain witnesses.
The facts as presented
3.1 On 2 November 1993, a
serious and apparently highly-organised incident took place in which the
chief executive of an Irish banking company, his wife, three children
and a baby-sitter were detained and assaulted in the family home by a
gang of seven members. The chief executive was thereafter induced, by
threat of violence, to steal a very large amount of money from the bank
concerned. The author admits having been involved in this incident, but
contends that he himself had also been kidnapped by the gang prior to
the incident and acted under duress and threat of violence to himself
and his family.
3.2 On 19 July 1994, the author
was arrested on seven charges related to the incident; namely false imprisonment,
robbery, demanding money with menaces, conspiracy to demand money with
menaces, and possession of a firearm with intent to commit the offence
of false imprisonment. Six of those charges were non-scheduled offences,
and the seventh charge (possession of a firearm with intent to commit
the offence of false imprisonment) was a 'scheduled offence'.
3.3 On 20 July 1994 the author
was charged directly before the Special Criminal Court with all seven
offences by order of the Director of Public Prosecution (DPP), dated 15
July 1994, pursuant to s.47(1) and (2) of the Act, for the scheduled offences
and the non-scheduled offences respectively.
3.4 On 14 November 1994, the
author sought leave from the High Court to apply for judicial review of
the DPP's order. The High Court granted leave that same day and the author
had his application heard in June 1995. The author contended that the
offences with which he was charged had no subversive or paramilitary connection
and that the ordinary courts were adequate to try him. The author challenged
the 1972 proclamation on the basis that there was no longer a reasonably
plausible factual basis for the opinion on which it was grounded, and
sought a declaration to that effect. He also sought to quash the DPP's
certification in respect of the non-scheduled offences, on the grounds
that the DPP was not entitled to certify non-scheduled offences for trial
in the Special Criminal Court if they did not have a subversive connection.
In this connection, he contended that the Attorney-General's representation
to the Human Rights Committee at its 48th session that the Special Criminal
Court was necessitated by the ongoing campaign in relation to Northern
Ireland gave rise to a legitimate expectation that only offences connected
with Northern Ireland would be put before the Court. He further contended
that the decision to try him before the Special Criminal Court constituted
unfair discrimination against him.
3.5 On 6 October 1995, the
High Court rejected all of the author's arguments. The Court held, following
earlier authority, that the decisions of the DPP were not reviewable in
the absence of evidence of mala fides, or that the DPP had been
influenced by improper motive or policy. In the Court's view, certifying
non-scheduled offences of a non-subversive or non-paramilitary nature
would not be improper. The Court concluded that a proper and valid decision
was reasonably possible, and the certification was upheld. As regards
the underlying attack upon the 1972 proclamation itself, the High Court
considered that it was limited to examining the constitutionality of the
Government's action in 1972 and the Court could not express a view on
the Government's ongoing obligation under s.35(4) to end the special regime.
The High Court considered that for it to presume to quash the proclamation
would be to usurp the legislative role in an area in which the courts
had no role.
3.6 Concerning the contention
that the author was subject to a mode of trial different from those charged
with similar offences but who were not certified for trial before the
Special Criminal Court, the High Court found that the author had not established
that such a difference in treatment was invidious. Finally the High Court
held that no utterance by a representative of the State before an international
committee could alter the effect of a valid law or tie the discretion
of the DPP exercised pursuant to that law.
3.7 On 24 October 1995, the
author appealed to the Supreme Court. In particular, the author contended
that the 1972 proclamation was intended to deal with subversive offences
and the remit of the Special Criminal Court was never intended to encompass
'ordinary crime'. It was further argued that the Government was under
a duty to review and revoke the proclamation as soon as it was satisfied
that the ordinary courts were effective to secure the effective administration
of justice and the preservation of public peace and order.
3.8 On 18 December 1996, the
Supreme Court dismissed the author's appeal from the decision of the High
Court. The Supreme Court held that the Government's decision in 1972 to
issue the proclamation was essentially a political decision, and was entitled
to a presumption of constitutionality which had not been rebutted. The
Supreme Court held that both Government and Parliament were under a duty
under s.35 of the Act to repeal the regime as soon as they were satisfied
that the ordinary courts were again adequate for their tasks. Although
the existence of the Special Criminal Court could in principle be judicially
reviewed, the Supreme Court considered that it had not been shown that
maintenance of the regime amounted to an invasion of constitutional rights
in the light of evidence that the situation was being kept under review
and the Government remained satisfied as to its need.
3.9 Following its earlier
jurisprudence in The People (Director of Public Prosecutions) v Quilligan,
[1986] I.R. 495. the Supreme Court considered that the Act also allowed
for the trial of "non-subversive" offences by the Special Criminal Court,
if the DPP was of the view that the ordinary courts were inadequate. With
the dismissal of the appeal, the author claims therewith to have exhausted
all possible domestic remedies within the Irish justice system in respect
of these issues.
3.10 After denial of a series
of bail applications, the author's trial before the Special Criminal Court
commenced on 14 October 1997. On 29 October 1997, he was convicted of
robbery, possession of a firearm, to wit a handgun, with intent to commit
an indictable offence, namely false imprisonment, and demanding cash with
menaces with intent to steal. The author was sentenced to terms of imprisonment
of 12, 12 and 5 years respectively, backdated to run concurrently from
20 July 1994 (the date from which the author was in custody). On 18 May
1999, the Court of Criminal Appeal dismissed the author's application
for leave to appeal against his conviction.
The Complaint
4.1 The author claims that
the DPP's order to try him before the Special Criminal Court violated
the principles of fairness and full equality of arms protected by Article
14, paragraphs 1 and 3. The author complains that he has been seriously
disadvantaged compared to other persons accused of similar or equal criminal
offences, who unlike him were tried by ordinary courts and therefore could
avail themselves of a wider range of possible safeguards. The author emphasises
that in his case the trial by jury, as well as the possibility of preliminary
examinations of witnesses, would be particularly important. The assessment
of the credibility of several key witnesses would be the main issue of
his case. Thus the author alleges to have been arbitrarily restrained
and unequally treated in his procedural rights, since the DPP has not
given any reasons or justification for his decision.
4.2 The author accepts that
the right to be tried by jury and preliminarily to examine witnesses are
not explicitly listed in article 14, paragraph 3, but states that the
requirements of article 14, paragraph 3, only set out some but not always
all requirements of fairness. He argues that the clear intention of the
article as a whole is to provide significant safeguards that are equally
available to all. The author argues accordingly that these rights, which
he states are key safeguards in the State party's jurisdiction, equally
are protected by article 14.
4.3 The author further complains
that the decision of the DPP pursuant to s.47 of the Act was issued without
any reason or justification and thereby violated the guarantee of Article
14, paragraph 1, to a public hearing. The State party's highest court,
the Supreme Court, had held in H v Director of Public Prosecutions
[1994] 2 I.R. 589. that the DPP cannot be compelled to give reasons for
the decision, short of exceptional circumstances such as mala fides
being shown. The author claims that a crucial decision in relation
to his trial, namely the choice of procedure and forum, was made in secret
and on the basis of considerations which were not revealed to him or to
the public and which therefore were not open to any rebuttal.
4.4 Furthermore, the author
alleges that the decision of the DPP violated the presumption of innocence
protected by article 14, paragraph 2. He considers that the re-installation
of the Special Criminal Court by the Irish government in 1972 was due
to growing violence in Northern Ireland, with the intention to better
insulate juries from improper influence and external interference. The
author argues that the decision of the DPP involves a determination either
that the author is a member of, or is associated with, a paramilitary
or subversive group involved in the Northern Ireland conflict, or that
he, or persons associated with him, are likely to attempt to interfere
with or otherwise influence a jury if tried before an ordinary court.
He also states that being detained until trial in these circumstances
also involves a determination of some measure of guilt.
4.5 The author denies that
he is, or ever was, associated with any paramilitary or subversive group.
He argues that the decision of the DPP in his case therefore implies that
he would have to be associated with the criminal gang responsible for
the abduction on 2 November 1993, which would be likely to interfere with,
or otherwise influence, the decision of a jury. The author denies his
involvement in the criminal gang, which he sees as the main issue to be
solved in the trial and which therefore could not be decided upon by the
DPP in advance.
4.6 The author argues that
the State party has failed to provide an effective remedy, as required
by article 2. In the circumstances of his case, a decision raising clear
issues under the Covenant has been made and is not subject to effective
judicial remedy. With the Courts tying their own hands and restricting
their scrutiny to exceptional, and almost impossible to demonstrate, reasons
of mala fides, improper motives or considerations on the part of
the DPP, it could not be said that an effective remedy existed. As the
author does not contend any such exceptional circumstances exist, no remedy
is available to him.
4.7 The author also alleges
a violation of the principle of non-discrimination under Article 26, since
he has been deprived, without objective reason, of important legal safeguards
available to other accused persons charged with similar offences. In this
regard, the author argues that the 1972 proclamation of the Irish government
re-establishing the Special Criminal Court is a derogation pursuant to
Article 4, paragraph 1, of certain rights protected by Article 14 of the
Covenant. He states that the situation of growing violence in Northern
Ireland leading to the government's decision has ceased and can no longer
be characterised as a public emergency which threatens the life of the
nation. The author argues that the continuing derogation from parts of
the Covenant would therefore no longer be required. By maintaining the
Special Criminal Court in existence, Ireland would be in violation of
its obligations under Article 4, paragraph 1.
4.8 Finally, the author alleges
that Ireland has also breached its obligation under article 4, paragraph
3. He claims that by not renouncing its proclamation of 1972, Ireland
has, at least by now, de facto or informally derogated from Article
14 of the Covenant without notifying the other State Parties to the Covenant
as required.
The State party's observations
with regard to the admissibility of the communication
5.1 The State party argues
that the communication should be considered inadmissible under article
5, paragraph 2(b), of the Optional Protocol for failure to exhaust domestic
remedies. At the time of submission, the author had not prosecuted his
appeal against conviction to the Court of Criminal Appeal. The State party
also argues that aspects of the present complaint had not been brought
before the local courts at all. The State party contends that the author
never argued in the domestic courts that he did not receive a public hearing,
or that his constitutional right to be presumed innocent had been violated.
The State therefore argues that those aspects are inadmissible. Annexed
to its submissions, the State party does provide a 1995 decision of its
highest court, the Supreme Court, which held that the DPP decision did
not violate the presumption of innocence. O'Leary v Attorney-General [1995]
1 I.R. 254. (In subsequent submissions, the State party admits that the
issue of presumption of innocence was raised at both levels in the judicial
review proceedings.)
5.2 The State party also argues
at length that the author has enjoyed the full protection of the Covenant
in relation to his arrest, detention, the charges against him and his
trial. It further argues that various portions of the Covenant are inapplicable
to the complaints, that the complaints are incompatible with the provisions
of the Covenant, and that the complaints are insufficiently substantiated.
Author's comments on
the State party's submissions on admissibility
6.1 In addition to responding
to the State party's arguments on substantiation and applicability of
the Covenant, the author comments on the exhaustion of domestic remedies.
He indicates that he was pursuing an appeal against conviction and that
such an appeal deals only with the evidence given at trial and the inferences
to be drawn therefrom. He argues that the issues raised concerning the
DPP certification and his unequal and unfair treatment were fully litigated,
prior to his trial, all the way to the Supreme Court. In response to the
State party's contentions that failure to receive a 'public' hearing and
breach of the presumption of innocence were not raised before the domestic
courts, the author declares that the substance of these claims was fully
argued throughout the judicial review proceedings.
The State party's observations
with regard to the merits of the communication
7.1 The State party
declares that its Constitution specifically permits the creation
of special courts as prescribed by law. The State party notes that, following
the introduction of a regular Government review and assessment procedure
on 14 January 1997, reviews taking into account the views of the relevant
State agencies were carried out on 11 February 1997, 24 March 1998, and
14 April 1999, have concluded that the continuance of the Court was necessary,
not only in view of the continuing threat to State security posed by instances
of violence, but also of the particular threat to the administration of
justice, including jury intimidation, from the rise of organised and ruthless
criminal gangs, principally involved in drug-related and violent crime.
7.2 The State party submits
that the Special Criminal Court regime satisfies all the criteria set
out in Article 14 of the Covenant. The State party notes that neither
article 14, nor the Committee's General Comment on Article 14, nor other
international standards require trial by jury or a preliminary hearing
where witnesses could be examined under oath. The requirement, rather,
is simply that the trial be fair. The absence of either or both of those
elements does not, of itself, make a hearing unfair. Within many States,
different trial systems may exist, and the mere availability of different
mechanisms cannot of itself be regarded as a breach.
7.3 As to the author's allegation
that his inability to examine witnesses preliminarily under oath violates
Article 14 guarantees of fair trial, the State party emphasises that the
parties were placed in the identical position, and therefore on an equal
and level footing at the hearing. In any event, such a preliminary hearing
serves simply to raise likely issues for cross-examination at trial and
has no impact on the trial itself.
7.4 Concerning the author's
argument that his rights were breached in that he was tried by a Special
Criminal Court on 'ordinary' criminal charges, the State party argues
that the proper administration of justice must be protected from threats
which undermine it, including threats arising from subversive groups within
society, from organised crime and the dangers of intimidation of jurors.
In a case where such a threat to the integrity of the normal jury process
exists, as the DPP had certified here, the accused's rights are in fact
better protected by a bench of three impartial judges who are less vulnerable
to improper external influence than a jury would be. The State party points
out that an inadequacy of the ordinary courts, as to which the DPP must
be satisfied before the Special Criminal Court can be invoked, may arise
not merely from 'political', 'subversive' or paramilitary offences but
also from "ordinary gangsterism or well financed and well organised drug
dealing, or other situations where it might be believed that juries were
for some corrupt reason, or by virtue of threats, or of illegal interference,
being prevented from doing justice". Supreme Court, People (DPP) v
Quilligan [1986] I.R. 495, 510. The author's contention that his offence
was not 'political' as such is therefore not a bar to the Special Criminal
Court being invoked.
7.5 The State party
argues that the author was also afforded all the rights contained in article
14, paragraph 3, of the Covenant. These rights are enjoyed by all persons
before an ordinary criminal court in Ireland, but also by all before the
Special Criminal Court pursuant to s.47 of the 1939 Act.
7.6 Concerning the author's
allegation that he did not have a 'public' hearing as guaranteed by article
14, paragraph 1, because the DPP was not required to, and did not, give
reasons for the decision certifying the ordinary courts as inadequate,
the State party argues that the entitlement to a public hearing applies
to the court proceedings, which in the Special Criminal Court too at all
stages and at all levels were conducted openly and publicly. The right
to a public hearing does not extend to the DPP's pre-trial decisions.
Nor would it be desirable to require the DPP's decision to be justified
or explained, for that would open up enquiries into information of a confidential
nature with security implications, would nullify the very purpose for
which the Special Criminal Court was established and would not be in the
overall public interest.
7.7 Regarding the author's
allegation that his right to be presumed innocent in accordance with article
14, paragraph 2, was violated, the State party asserts that this presumption
is a fundamental principle enshrined in Irish law, to which the Special
Criminal Court must and does adhere. The same burden of proof must be
discharged in the Special Criminal Courts as in the ordinary criminal
courts, that is, proof of guilt beyond all reasonable doubt. If this burden
was not met, the author would therefore be entitled to an acquittal.
7.8 The State party
notes that the accused successfully challenged one offence at the commencement
of trial, was acquitted in respect of three offences, and was convicted
with respect to a further three. More generally, the State party observes
that of 152 persons indicted before the Special Criminal Court between
1992 and 1998, 48 pleaded guilty, 72 were convicted, 15 were acquitted
and 17 had nolle prosequi entered. With respect to the author's
trial, the issue was raised before the Court of Criminal Appeal, which
held that, on the totality of evidence, the presumption of innocence had
not been violated.
7.9 The State party
argues that, given that these elements as a whole demonstrate that the
process applied by the Special Criminal Court process is fair and consistent
with article 14 of the Covenant, the DPP's decision to try the author
before that Court cannot be a violation of article 14.
7.10 As to the author's allegations
concerning unequal and arbitrary treatment contrary to article 26, the
State party contends that all persons are treated alike under the statutory
regime set up in the Act. All persons are equally subject to the DPP's
assessment that the ordinary courts may not be adequate to secure the
effective administration of justice and the preservation of public peace
and order. Further, the author was treated identically to anyone else
whose case had been certified by the DPP. Even if the Committee regards
a distinction to have been made between the author and other persons accused
of similar or equally serious offences, reasonable and objective criteria
are applied in all cases, namely that the ordinary courts had been assessed
as being inadequate in the particular case.
7.11 The State party claims,
contrary to the author's assertion, that its police authorities believe
that the author was a member of an organised criminal group, and
points to the gravity of the crimes, the highly planned nature of the
criminal operation, and the brutality of the offences. Even though the
author was in custody before trial, a risk of jury intimidation from other
members of the gang could not be excluded. Nothing has been supplied to
suggest that this assessment by the DPP was taken in bad faith, directed
by improper motive or policy, or was otherwise arbitrary.
7.12 Finally, as to the author's
allegations that the State party has not provided an effective remedy
for violations of rights as required by article 2, the State party observes
that its Constitution guarantees extensive rights to individuals and that
a number of violations were alleged by the author and pursued in the courts,
through to the highest court in the land. The courts fully addressed the
issues placed before them by the author, accepting some of the author's
contentions and rejecting others.
7.13 The State party also
rejects as misplaced the author's argument that it is derogating, de
facto or informally, from the Covenant, pursuant to article 4. The
State party argues that article 4 permits derogation in certain circumstances,
but the State is not invoking that right here and it is not applicable.
The author's comments
upon the State party's observations with regard to the merits of the communication
8.1 In response to the State
party's argument that there could have been a risk of jury or witness
intimidation from other members of the gang, supporting the DPP's decision
to try the author before the Special Criminal Court, the author states
that at no time has the State party disclosed the DPP's reasons for that
decision. Moreover, the DPP never argued at any bail application that
there existed a risk of intimidation by the author. In any event, for
the DPP to decide that the author or others in the gang would engage in
such conduct – if indeed that was the reason for the decision –
would be for the DPP to prejudge the outcome of the trial. Nor was the
author given any opportunity to rebut the DPP's assumption.
8.2 Concerning the State party's
assertion that the author was indeed a member of an organised criminal
group, the author takes strong exception, observing that this is the first
occasion the State party has ever made such an assertion. Indeed, at a
bail application to the court the police specifically disclaimed any such
link, and, during trial, no evidence to that effect was adduced beyond
the evidence of participation in the offences themselves. In any event,
the State party does not state whether this was the reason for the DPP's
decision; if it was, that decision prejudged what was a trial issue.
8.3 Regarding the State
party's specific submissions on article 14, the author points out the
Committee's observation in its General Comment No. 13 that the requirements
of paragraph 3 of article 14 are minimum guarantees, the observance of
which is not always sufficient to ensure the fairness of hearing guaranteed
by paragraph 1.
8.4 With regard to
the Government reviews of the Special Criminal Court carried out in February
1997, March 1998 and April 1999, the author observes that these reviews
were unannounced, that no input was invited from the public, NGOs or professional
bodies, and that no information was given about who carried out the reviews
or the detailed reasons why the Government decided that the Court remained
necessary. Accordingly, the author argues that the reviews appear to be
purely internal, with no independent content, and thus of no real value
as a safeguard.
8.5 Regarding the State
party's contention that the Court remains necessary due, inter alia,
to the rise of highly organised criminal gangs, often involved in drug
and violent crime, the author points out that the 1972 proclamation was
clearly issued in the context of 'politically-inspired violence' and that
successive Government statements, including some made to the European
Court of Human Rights in 1980 and the Human Rights Committee in 1993,
Upon the consideration of the State party's initial periodic report, the
State party's Attorney-General stated to the Committee that the Special
Criminal Court "was needed to ensure the fundamental rights of citizens
and protect democracy and the rule of law from the ongoing campaign related
to the problem of Northern Ireland". The State party registered the same
point in its submissions in Holland v Ireland. (Communication 593/1994,
declared inadmissible on 25 October 1996, CCPR/C/58/D/593/1994). confirm
this. No other reason for the Court's establishment could have existed.
Any threat from modern criminal gangs is outside the scope of the 1972
proclamation, and a new proclamation would be needed to deal with that
threat. In any event, many cases involving drug dealing and violence by
gangs are dealt with in ordinary courts, and there is no apparent reason
why the author's case was treated differently from those others.
8.6 The author rejects the
State party's contention that he was not disadvantaged by being denied
a preliminary examination, as the prosecution was in the same position.
The author states that the prosecution was able to deprive the author
of that right, and did so after having already seen and interviewed the
relevant witnesses, but the author was not able to deprive the prosecution
of that right to a preliminary examination. Therefore, the author contends,
there was no equality of arms.
8.7 Concerning the State party's
assertion that there had been a "fair and public hearing", the author
states that he does not argue that the trial proceedings themselves were
not public, but that the DPP's decision, which was an integral and essential
part of the determination of the charges, was not public. Nor was that
hearing fair, for neither notice nor reasons were given, and there was
no opportunity for rebuttal. Citing various decisions of the European
Court of Human Rights Tinnelly v United Kingdom (Case 62/1997/846/1052-3),
Chahal v United Kingdom (Case 70/1995/576/662) and Fitt v United
Kingdom (Appln. No. 29777/96, decided 16 February 2000). which suggest
that effective judicial review of decisions cannot be entirely negated
by the invocation of security concerns, the author argues that in this
case there was no real avenue for effective independent review. The courts
had strictly limited their jurisdiction to examine the DPP's decisions.
8.8 As to the right to a be
presumed innocent, the author argues that the DPP's decision to send him
for trial before the Special Criminal Court was a part of the determination
of the charges and that the DPP also is bound by this presumption. The
DPP's decision, according to the author, effectively determined that the
author was involved in a subversive organisation or was a member of the
gang carrying out the kidnapping. The author argues that being sent for
trial in the Special Criminal Court sent a signal to the Court that he
was part of a dangerous criminal gang, and it is difficult to believe
this factor had no influence on the outcome.
8.9 In response to the State
party's arguments on equal treatment before the law, the author argues
that the State party's contention that he was treated the same way as
are others charged before the Special Criminal Courts, only means that
he was treated in the same way as the small number of others who were
tried before the Special Criminal Court but not like the majority of persons
charged with similar offences, who were tried before the ordinary courts.
In any event, most of the other 18 persons tried by special courts were
charged with subversive-type offences. He was singled out to join this
small group with no reasons given and with no effective means of challenging
the decision to do so.
8.10 As to whether such differentiation
is objective, reasonable and in pursuit of a legitimate aim under the
Covenant, the author questions whether the continued use of the Court
was appropriate in view of the sharp drop of paramilitary violence. Even
if these procedures are a proportionate response to subversive activity,
which the author does not concede, the question arises whether it is a
legitimate response to non-subversive activity. The author argues that
is impossible to determine whether the differentiation is reasonable and
since the DPP's criteria are unknown and the DPP was responsible for the
prosecution.
8.11 As to the State party's
argument that it was not relying on its right to derogate from the provisions
of the Covenant under article 4, the author submits that, while the State
party had not declared any state of emergency, the 1972 proclamation establishing
the Special Criminal Court in effect introduced a measure appropriate
only in an emergency. The author states that the condition for permissibility
of such a measure - that is, a threat to the life of the nation - did
not exist then and does not now. In any case, if the State party disclaims
reliance on article 4, it cannot seek to justify its conduct under the
exceptions there provided for.
Issues and proceedings
before the Committee:
9.1 Before considering any
claim contained in a communication, the Human Rights Committee must decide,
in accordance with rule 87 of its rules of procedure, whether the claim
is admissible under the Optional Protocol to the Covenant.
9.2 As required under article
5, paragraph 2(a), of the Optional Protocol, the Committee has ascertained
that the same matter is not being examined under another procedure of
international investigation or settlement.
9.3 As to the State party's
contention that available domestic remedies have not been exhausted, the
Committee notes that the pre-trial litigation on the DPP's decision was
pursued through to the Supreme Court. Moreover, the author's appeal against
conviction, raising trial issues affected by the DPP's decision,
was rejected by the Court of Criminal Appeal. A complainant bringing the
issues in question before the domestic courts need not use the precise
language of the Covenant, for legal remedies differ in their form from
State to State. The question is rather whether the proceedings in their
totality raised facts and issues presently before the Committee. In the
light of these proceedings, other controlling authority from the State
party's courts and the absence of any suggestion that there are additional
remedies available, the Committee accordingly finds that it is not precluded
under article 5, paragraph 2(b), of the Optional Protocol from considering
the communication.
9.4 With respect to the author's
claims under article 2, the Committee considers that the author's contentions
in this regard do not raise issues additional to those considered under
other articles invoked, which are considered below. With respect to the
alleged violation of article 4, the Committee notes that the State party
has not sought to invoke that article.
9.5 As to the State party's
remaining arguments on admissibility, the Committee is of the view that
these arguments are intimately linked with issues on the merits and cannot
meaningfully be severed from a full examination of the facts and arguments
presented. The Committee finds the communication admissible as far as
it raises issues under articles 14 and 26 of the Covenant.
Consideration of the
merits:
10.1 The author claims a violation
of article 14, paragraph 1, of the Covenant, in that, by subjecting him
to a Special Criminal Court which did not afford him a jury trial and
the right to examine witnesses at a preliminary stage, he was not afforded
a fair trial. The author accepts that neither jury trial nor preliminary
examination is in itself required by the Covenant, and that the absence
of either or both of these elements does not necessarily render a trial
unfair, but he claims that all of the circumstances of his trial before
a Special Criminal Court rendered his trial unfair. In the Committee's
view, trial before courts other than the ordinary courts is not necessarily,
per se, a violation of the entitlement to a fair hearing and the
facts of the present case do not show that there has been such a violation.
10.2 The author's claim that
there has been a violation of the requirement of equality before the courts
and tribunals, contained in article 14, paragraph 1, parallels his claim
of violation of his right under article 26 to equality before the law
and to the equal protection of the law. The DPP's decision to charge the
author before the Special Criminal Court resulted in the author facing
an extra-ordinary trial procedure before an extra-ordinarily constituted
court. This distinction deprived the author of certain procedures under
domestic law, distinguishing the author from others charged with similar
offences in the ordinary courts. Within the jurisdiction of the State
party, trial by jury in particular is considered an important protection,
generally available to accused persons. Under article 26, the State party
is therefore required to demonstrate that such a decision to try a person
by another procedure was based upon reasonable and objective grounds.
In this regard, the Committee notes that the State party's law, in the
Offences Against the State Act, sets out a number of specific offences
which can be tried before a Special Criminal Court at the DPP's option.
It provides also that any other offence may be tried before a Special
Criminal Court if the DPP is of the view that the ordinary courts are
"inadequate to secure the effective administration of justice". The Committee
regards it as problematic that, even assuming that a truncated criminal
system for certain serious offences is acceptable so long as it is fair,
Parliament through legislation set out specific serious offences that
were to come within the Special Criminal Court's jurisdiction in the DPP's
unfettered discretion ("thinks proper"), and goes on to allow, as in the
author's case, any other offences also to be so tried if the DPP considers
the ordinary courts inadequate. No reasons are required to be given for
the decisions that the Special Criminal Court would be "proper", or that
the ordinary courts are "inadequate", and no reasons for the decision
in the particular case have been provided to the Committee. Moreover,
judicial review of the DPP's decisions is effectively restricted to the
most exceptional and virtually undemonstrable circumstances.
10.3 The Committee considers
that the State party has failed to demonstrate that the decision to try
the author before the Special Criminal Court was based upon reasonable
and objective grounds. Accordingly, the Committee concludes that the author's
right under article 26 to equality before the law and to the equal protection
of the law has been violated. In view of this finding with regard to article
26, it is unnecessary in this case to examine the issue of violation of
equality "before the courts and tribunals" contained in article 14, paragraph
1, of the Covenant.
10.4 The author contends that
his right to a public hearing under article 14, paragraph 1, was violated
in that he was not heard by the DPP on the decision to convene a Special
Criminal Court. The Committee considers that the right to public hearing
applies to the trial. It does not apply to pre-trial decisions made by
prosecutors and public authorities. It is not disputed that the author's
trial and appeal were openly and publicly conducted. The Committee therefore
is of the view that there was no violation of the right to a public hearing.
The Committee considers also that the decision to try the author before
the Special Criminal Court did not, of itself, violate the presumption
of innocence contained in article 14, paragraph 2.
11. The Human Rights Committee,
acting under article 5, paragraph 4, of the Optional Protocol to the International
Covenant on Civil and Political Rights, is of the view that the facts
before it disclose a violation of article 26 of the Covenant.
12. In accordance with article
2, paragraph 3 (a), of the Covenant, the State party is under an obligation
to provide the author with an effective remedy. The State party is also
under an obligation to ensure that similar violations do not occur in
the future : it should ensure that persons are not tried before the Special
Criminal Court unless reasonable and objective criteria for the decision
are provided.
13. Bearing in mind that,
by becoming a party to the Optional Protocol, Ireland has recognised the
competence of the Committee to determine whether there has been a violation
of the Covenant and that, pursuant to article 2 of the Covenant, the State
party has undertaken to ensure to all individuals within its territory
and subject to its jurisdiction the rights recognised in the Covenant,
and to provide an effective and enforceable remedy in case a violation
has been established, the Committee wishes to receive, within ninety days,
information from the Government of Ireland about the measures taken to
give effect to the Committee's Views. The State party is requested also
to give wide publicity to the Committee's Views.
Adopted in English, French
and Spanish, the English text being the original version. Subsequently
to be translated in Arabic, Chinese and Russian as part of the Committee's
annual report to the General Assembly.
______________
* The following members of
the Committee participated in the examination of the present communication:
Nisuke Ando, Prafullachandra N. Bhagwati, Christine Chanet, Louis Henkin,
Eckart Klein, David Kretzmer, Rajsoomer Lallah, Cecilia Medina Quiroga,
Rafael Rivas Posada, Nigel Rodley, Martin Scheinin, Ivan Shearer, HipĆ³lito
Solari Yrigoyen, Ahmed Tawfik Khalil, Patrick Vella and Maxwell Yalden.
** The text of one individual opinion signed by five Committee members
is appended to the present document.
Individual opinion of Committee members Louis Henkin, Rajsoomer
Lallah, Cecilia Medina Quiroga, Ahmed Tawfik Khalil and Patrick Vella
1. While the complaint of
the author can be viewed in the perspective of Article 26 under which
States are bound, in their legislative, judicial and executive behaviour,
to ensure that everyone is treated equally and in a non-discriminatory
manner, unless otherwise justified on reasonable and objective criteria,
we are of the view that there has also been a violation of the principle
of equality enshrined in Article 14, paragraph 1, of the Covenant.
2. Article 14, paragraph 1,
of the Covenant, in its very first sentence, entrenches the principle
of equality in the judicial system itself. That principle goes beyond
and is additional to the principles consecrated in the other paragraphs
of Article 14 governing the fairness of trials, proof of guilt, procedural
and evidential safeguards, rights of appeal and review and, finally, the
prohibition against double jeopardy. That principle of equality is violated
where all persons accused of committing the very same offence are not
tried by the normal courts having jurisdiction in the matter, but are
tried by a special court at the discretion of the Executive. This remains
so whether the exercise of discretion by the Executive is or is not reviewable
by the courts.
Louis
Henkin [signed]
Rajsoomer
Lallah [signed]
Cecilia
Medina Quiroga [signed]
Ahmed
Tawfik Khalil [signed]
Patrick
Vella [signed]
Done in English, French and
Spanish, the English text being the original version. Subsequently to
be translated in Arabic, Chinese and Russian as part of the Committee's
annual report to the General Assembly.