Communication No. 866/1999
Submitted by: Mrs. Marina Torregrosa Lafuente et al. (represented
by Mr. José Luis Mazón Costa)
Alleged victims: The authors
State party: Spain
Date of communication: 13 June 1997 (initial submission)
The Human Rights Committee, established under article 28 of the International
Covenant on Civil and Political Rights,
Meeting on: 16 July 2001,
Adopts the following:
Decision
on admissibility
1. The authors of the communication are Mrs. Maria Torregrosa Lafuente and
21 other persons, all of them Spanish citizens residing in Spain. They claim
to have been victims of violations by Spain of their rights under article
2, paragraph 3, article 14, paragraph 1, article 25 (c) and article 26 of
the International Covenant on Civil and Political Rights. They are represented
by counsel.
The facts as presented
by the authors
2.1 In 1991, the Ministry
of Justice announced a competitive examination to fill vacancies in the
Justice Administration Officers' Corps. The rules of the announcement
established that, once the written tests had been held, the first court
of Madrid would publish a provisional list of the applicants who had passed
the examination. The court would make this list final once any possible
factual errors that it might contain had been corrected, allowing a period
of 10 calendar days for the submission of claims. The court understood
the term "factual errors" to mean errors in the personal data
of the applicants or in the calculation of the scores.
2.2 On 21 September 1992,
the final list was published, from which 131 competitors who had been
listed in the provisional list were dropped, among them the authors. The
persons concerned asked for explanations from the Ministry of Justice,
which replied that changes had been made because a first computerized
correction of the examination papers had counted as not valid any answers
with double entries or badly erased entries, while, in a second correction,
the court had decided to count them as valid.
2.3 The authors allege that
the correction of the examination papers was done improperly in the following
respects:
(a) The first court of Madrid carried out an official review, wrongly
assuming that "factual error" could cover questions such as
the following: (i) whether double-entry answers were valid; (ii) whether
or not the use of an eraser was legitimate; (iii) whether or not badly
erased entries should be counted as valid.
(b) The court used photocopies,
not originals, to deal with complaints about the provisional list, thus
making it difficult to determine how thoroughly an entry had been erased;
(c) The authors had had
no opportunity to challenge the court's change of rules;
(d) The rules of the official
announcement of the competition were violated when the final list excluded
131 applicants who had appeared in the provisional list;
(e) The first court lacked
jurisdiction to review the examination results because it was authorized
only to correct mere factual errors;
(f) Question 47 on the written
examination should have been disregarded because any of the proposed
answers was valid. Question 54 was phrased in such a way that did not
make sense;
(g) The court decided to
select an applicant who had not followed the instructions on how to
answer the questions. That decision entails a violation of the right
to equality of opportunity for access to public posts and constituted
a clear procedural irregularity that was contrary to the basic right
provided for in article 23, paragraph 2, of the Constitution.
2.4 The authors allege that
the provisional list contained no factual errors and that the court corrected
the examination a second time without observing the rules as announced,
without hearing the persons concerned and in violation of its own decision
that the provisional list would be made final unless the overseeing courts
discovered some error. The repeated jurisprudence of the Supreme Court
stipulates that a factual error has to be obvious, clear and indisputable,
and not a matter of opinion or of the interpretation of the applicable
legal rules. The Supreme Court has also stated that the official announcement
of a competitive examination setting out the conditions under which it
will be held is the binding rule governing that examination.
2.5 The authors filed an application
for reconsideration, which was not ruled on until 11 March 1993. In the
meantime, they applied for an administrative remedy before the National
High Court. In a judgement of 8 February 1996, a copy of which is attached
to the communication, the High Court rejected the authors' allegations,
basing its decision on the jurisdiction that the official announcement
gave to the first court and drawing attention to earlier decisions along
the same lines.
2.6 Lastly, the authors applied
for a remedy of amparo to the Constitutional Court, which decided on 16
December 1996 that it was inadmissible because, contrary to the authors'
allegations, there had been no violation of article 23, paragraph 2, of
the Constitution or of the right to effective legal protection under article
24 of the Constitution.
The complaint
3.1 Counsel alleges that the
facts described are contrary to the following provisions of the Covenant:
- Article 25 (c), which recognizes the right of all citizens to have access,
on general terms of equality, to public service in their country, since
the selection process in which they took part was clearly arbitrary.
- Article 2, paragraph 3
(a), which recognizes the right of any person whose rights or freedoms
as recognized in the Covenant are violated to have an effective remedy.
As a result of the existing system for reviewing the legality of examinations
and competitions and the lengthy intervals between the initiation of
the challenge to the decision and the ruling of the court, the right
to a remedy against improperly conducted competitions and examinations
becomes a dead letter because any court takes account of the practical
significance of its decision and of the value of an administrative remedy
when the incidents occurred several years previously (more than three
and one-half years in this case) and a large number of candidates who
obtained posts through the examination have already established de facto
personal and family situations.
- Article 14, paragraph
1, because the judgement of the National High Court uses the argument
that the conditions laid down in the announcement are not compulsory,
and this is unacceptable from the point of view of the normal application
of legal rules and thus contrary to the right to reasonable grounds
for the judgement. Moreover, the judgement fails to answer the complaint
concerning the correction of the test papers of the candidate referred
to in paragraph 2.3 (g) above. As to the complaint that the test papers
included a meaningless question that was not subsequently deleted, the
judgement asserts that the Supreme Court's doctrine affirms that the
overseeing court evaluates questions and answers. This argument is a
denial of justice.
- The authors regard the
fact that, in the amparo proceedings before the Constitutional Court,
they were denied the opportunity to appear without being represented
by counsel (1) to be contrary to article 14, paragraph 1, and
article 26 of the Covenant, since article 81, paragraph 1, of the Constitutional
Court Organization Act allows a lawyer, but not a lay person, to represent
himself or herself or to appear without counsel, thus exonerating the
lawyer from expensive private correspondence. This difference in treatment
creates an unacceptable lack of equality from the standpoint of the
Covenant.
3.2 The authors request recognition of their right to obtain redress because
of the irregularities which occurred both in the selection process and in
the subsequent judicial proceedings.
The State party's submission
4.1 In its submission dated
22 June 1999, the State party contests the admissibility of this communication
on the basis of article 3 and article 5, paragraph 2 (b), of the Optional
Protocol. With regard to the alleged violation of article 25 (c), it states
that the authors have not experienced any lack of equality in access to
public service. Their complaint is aimed at proceedings which they characterize
as "arbitrary and unfair". However, the characteristics of judicial
proceedings have nothing to do with article 25 (c) of the Covenant.
4.2 With regard to the alleged
violation of article 2, paragraph 3 (a), of the Covenant, the State party
characterizes the argument that there was "psychological pressure"
on the court as unserious. In addition, it maintains that there can be
no allegation of the non-existence of a remedy following a violation when
the competent body, i.e. the Human Rights Committee, has not yet recognized
the existence of such violation.
4.3 With regard to the alleged
violation of article 14, paragraph 1, of the Covenant, the State party
notes that the court ruled according to law and provided extensive and
well-reasoned grounds for its decision. Disagreement with the judgement
is not sufficient cause to allege a violation. If all unfavourable judgements
could be criticized as being based on non-serious grounds, the conclusion
is that the only serious and reasonable grounds would be those that support
a party's claim.
4.4 As to the requirement
of an attorney in proceedings before the Constitutional Court, article
81, paragraph 1, of the Court's Organization Act provides that "natural
or legal persons whose interest qualifies them to appear in constitutional
proceedings as plaintiffs or additional parties shall entrust their representation
to counsel and shall act under the guidance of an attorney. Persons holding
a law degree may appear on their own behalf in order to defend their own
rights and interests, even if they do not exercise the profession of attorney
or lawyer". In the judicial proceedings, the authors were assisted
by counsel and represented by an attorney without any complaint. The alleged
violation reflects abstract disagreement with a legal principle on the
part of the authors' lawyer that is absolutely uncharacteristic of a person
who is the victim of a violation of a right guaranteed by the Covenant.
Moreover, the authors abandoned that complaint before the Constitutional
Court. If an allegation is abandoned in local proceedings, it cannot now
be revived before the Committee.
Counsel's comments
5.1 Counsel reiterates his
arguments regarding the violation of article 2, paragraph 3 (a), article
25 (c) and article 14, paragraph 1, of the Covenant. With regard to the
Constitutional Court's requirement that plaintiffs be represented by a
lawyer, counsel states that the difference in treatment between lawyers
and non-lawyers should be resolved by also giving non-lawyers the possibility
of not using a lawyer; that would be consistent with article 14, paragraph
1, of the Covenant, which guarantees the equality of all persons before
the courts and tribunals. If, in the end, the authors appeared with a
lawyer, they did so not because they abandoned their claim, as the State
party indicates, but because of the negative reply given by the Constitutional
Court to the application submitted, in which counsel requested that his
clients should be given the benefit of article 81, paragraph 1, of the
Organization Act. In its decision of 20 May 1996, the Court rejected the
request, arguing that the benefit in question "is based on safeguarding
the full fundamental right of defence, as that would be diminished by
the parties' lack of technical knowledge, with their chances of success
being reduced".
5.2 Counsel states that the
Constitutional Court's argument is inconsistent, since using a lawyer
has nothing to do with safeguarding the right of defence or with the parties'
technical knowledge, for which counsel remains responsible. The only practical
significance of not using a lawyer would be that communications would
be sent directly to the party concerned and not through the lawyer. The
Constitutional Court's argument on this point also violates the right
of due process, which includes the obligation to give impartial consideration
to the party's arguments and to avoid giving reasons known to be false.
Counsel adds that, in connection with this part of the complaint, the
Constitutional Court cites article 6, paragraph 3 (c), of the European
Convention on Human Rights and article 14, paragraph 3 (d), of the Covenant,
attributing the citations to the amparo applicants, who never referred
to the rights of the accused in criminal matters, but to the right to
a fair trial provided for in article 14, paragraph 1 (not article 14,
paragraph 3 (d)). This conduct on the Court's part constitutes a new complaint
which counsel has added to the communication.
Issues and proceedings
before the Committee
6.1 Before considering any
claim contained in a communication, the Human Rights Committee must, in
accordance with rule 87 of its rules of procedure, decide whether or not
it is admissible under the Optional Protocol to the Covenant.
6.2 The Committee considers
that the authors' claim of irregularities in the selection process is
based on an interpretation of the scope of the jurisdiction of the first
court to determine the criteria that should have been taken into account
in the preparation of the final list of candidates who passed the competitive
examination. In the light of all the available information, the Committee
observes that this circumstance was outlined before the local courts and
that the National High Court took a decision on it in its judgement of
8 February 1996. The Committee recalls that, in general, it is the responsibility
of the appeal courts in States parties, not the Committee, to review the
findings of facts in a case and the way in which national courts and authorities
have interpreted national laws unless it can be proved that the courts'
decisions were clearly arbitrary or constituted a denial of justice. The
authors' argument and the material which they provided did not, for the
purposes of admissibility, substantiate their claim that the judicial
review of the conduct of the first court was arbitrary or constituted
a denial of justice. Accordingly, the communication is inadmissible under
article 2 of the Optional Protocol with regard to the complaint of the
violation of article 25 (c), article 2, paragraph 3 (a), and article 14,
paragraph 1, of the Covenant.
6.3 As to the allegations
of the violation of article 14, paragraph 1, and article 26 of the Covenant
on the ground that the authors were denied the opportunity to appear before
the Constitutional Court without being represented by counsel, the Committee
believes that the information provided by the author does not describe
a situation that comes within the scope of those articles. The author
claims that it is discrimination not to require persons with a law degree
to be represented before the Constitutional Court by counsel when persons
without a law degree are required to be so represented. The Constitutional
Court's decision explains the reason for the requirement in article 81,
paragraph 1, of the Constitutional Court Organization Act, viz.
to ensure that a person with knowledge of the law is in charge of applying
for a remedy before the Court. The Committee does not consider the authors'
allegations that such a requirement is not based on objective and reasonable
criteria to have been satisfactorily substantiated for the purpose of
admissibility. It therefore considers that this part of the communication
is inadmissible.
The Committee therefore decides:
__________________
* The following members of the Committee participated in the examination
of the present communication: Mr. Abdelfattah Amor, Mr. Nisuke Ando, Mr.
Prafullachandra Natwarlal Bhagwati, Ms. Christine Chanet, Mr. Louis Henkin,
Mr. Eckart Klein, Mr. David Kretzmer, Mr. Rajsoomer Lallah, Ms. Cecilia
Medina Quiroga, Mr. Rafael Rivas Posada, Sir Nigel Rodley, Mr. Martin
Scheinin, Mr. Ivan Shearer, Mr. Hipólito Solari Yrigoyen, Mr. Ahmed Tawfik
Khalil, Mr. Patrick Vella and Mr. Maxwell Yalden.
[Adopted in English, French
and Spanish, the Spanish text being the original version. Subsequently
to be translated into Arabic, Chinese and Russian as part of the Committee's
annual report to the General Assembly.]
Individual opinion by Ms. Christine Chanet (dissenting)
I disagree with the Committee's decision taken on the grounds given in paragraph
6.3. The privilege allowed to law graduates under the Spanish civil procedure,
which does not require them to be represented by counsel in court proceedings,
in my view raises prima facie a question regarding article 2, 14 and 26
of the Covenant.
It is possible that the State
party may put forward convincing arguments to justify the reasonableness
of the criteria applied, both in principle and in practice.
Only an examination of the
case on the merits, however, might have yielded the answers required for
any serious consideration of the case.
[Signed] Christine Chanet