Mr.
C. v. Australia, Communication
No. 900/1999,
U.N. Doc. CCPR/C/76/D/900/1999 (2002).
Views of the Human Rights Committee under
article 5, paragraph 4,
of the Optional Protocol to the International Covenant on Civil
and Political Rights
- Seventy-sixth session -
Communication No. 900/1999
Submitted by: Mr. C. [name withheld] (represented by counsel, Mr. Nicholas Poynder)
Alleged victim: The author
State party: Australia
Date of communication: 23 November 1999 (initial submission)
The Human Rights Committee, established under article 28 of the International Covenant on Civil and Political Rights,
Meeting on 28 October 2002,
Having concluded its consideration of communication No. 900/1999, submitted to the Human Rights Committee on behalf of Mr. C. under the Optional Protocol to the International Covenant on Civil and Political Rights,
Having taken into account all written information made available to it by the author of the communication, and the State party,
Adopts the following:
Views under article 5, paragraph 4, of the Optional Protocol
1. The author of the communication, initially dated 23 November 1999, is Mr.
C.,(1) an Iranian national, born 15 January 1960, currently imprisoned at
Port Phillip Prison, Melbourne. He claims to be a victim of violations by
Australia of articles 7 and 9,(2) in conjunction with article 2, paragraph
1, of the Covenant. He is represented by counsel.
1.2 Following submission of the communication to the Human Rights Committee
on 23 November 1999, a request for interim measures, pursuant to Rule 86 of
the Committee's Rules of Procedure, was transmitted on 2 December 1999 requesting
the State party to stay the author's deportation whilst his case was before
the Committee.
The facts as presented
2.1 The author, who has close family ties in Australia (3) but none in Iran, was lawfully in Australia from 2 February 1990 to 8 August 1990 and left thereafter. On 22 July 1992, the author returned to Australia with a Visitor's Visa but no return air ticket, and was detained, as a "non-citizen" without an entry permit, in immigration detention under (then) s.89 Migration Act 1958 pending removal ("the first detention").
(a) First application for refugee status and subsequent proceedings
2.2 On 23 July 1992, he made an application for refugee status, on the basis
of a well-founded fear of religious persecution in Iran as an Assyrian Christian.
On 8 September 1992, a delegate for the Minister of Immigration and Multicultural
Affairs refused the application. On 26 May 1993, the Refugee Status Review
Committee upheld the refusal, and the author appealed against this refusal
to the Federal Court.(4).
(b) Application to the Minister for interim release and subsequent proceedings
2.3 Meanwhile, in June 1993, the author applied to the Minister for Immigration
for interim release from detention pending the decision of the Federal Court
on his refugee application. On 23 August 1993, the Minister's delegate rejected
the application, observing that there was no power under s.89 Migration Act
to release a person unless the person was removed from Australia or granted
an entry permit. On 10 November 1993, the Federal Court rejected the author's
application for judicial review of the Minister's decision, confirming that
no residual/discretionary power existed in s.89 Migration Act, either expressly
or by implication, enabling release of a person detained thereunder. On 15
June 1994, the Full Court of the Federal Court dismissed the author's further
appeal. It rejected inter alia an argument that article 9, paragraph 1, of
the Covenant favoured an interpretation of s.89 which authorized only a minimum
period of detention, and implied, where necessary, a power of release from
custody pending the determination of an application for refugee status.
(c) Release on mental health grounds and second application for refugee
status
2.4 On 18 August 1993, the author was psychologically assessed (5). The assessment
followed "some concern for his emotional and physical health following
a lengthy incarceration". The author, who had attempted to commit suicide
by electrocution, repeated his intent to commit suicide and exhibited "extreme
scores on all the depression scales". He had been prescribed tranquilizers
in August 1992 and from March to June 1993. The psychologist, observing "coarse
tremor", considered his paranoia "not unexpected". She saw
"many indications of the toll that twelve months of imprisonment has
had upon him", finding him "actively suicidal" and "a
serious danger to himself". He could not accept the visits of his family,
having developed "a sense of persecution at the center and believ[ing]
that they speak loudly to hurt him". She considered "if he were
free he would be able to regain a sense of sanity".
2.5 On 15 February 1994, the author's deteriorating psychiatric condition
was again assessed (6). The expert recommended "further psychiatric assessment
and treatment on an urgent basis", which would unlikely be of benefit
in continued detention. The author "need[ed] some respite from these
conditions [of detention] urgently", and an assessment of appropriate
external arrangements "should be explored as a matter of urgency"
to avoid "a risk of self harm or behavioural disturbance if urgent steps
are not taken". On 18 June 1994, at the request of detention center staff,
the same expert reassessed the author (7). He found significant deterioration,
with an increased sense of being watched and persecuted and "clear-cut
delusional beliefs". As previously, there was significant depression,
with the expert considering that the author had deteriorated to "a frank
delusional disorder with depressive symptoms in addition". He clearly
required anti-psychotic medication and possibly anti-depressants subsequently.
As his condition was "substantially due to the prolonged stress of remaining
in detention", the expert recommended release and external treatment.
He warned however that "there is no guarantee that his symptomatology
will resolve rapidly even if he were released and he would require expert
psychiatric care in the wake of release to monitor this recovery process".
2.6 On 10 August 1994, pursuant to s.11 Migration Act, the author was released
from detention into his family's custody on the basis of special (mental)
health needs. At this point, the author was behaving delusionally and was
undergoing psychiatric treatment. On 29 August 1994, the author again applied
for refugee status, which was granted on 8 February 1995 in view of the author's
experiences in Iran as an Assyrian Christian, along with the deteriorating
situation of that religious minority in Iran. Weight was also attached to
"marked deterioration in his psychiatric status over the protracted period
of his detention and diagnosis of delusional disorder, paranoid psychosis
and depression requiring pharmaceutical and psychotherapeutic intervention",
which would heighten adverse reaction by the Iranian authorities and the extremity
of the author's reaction. On 16 March 1995, he was granted the corresponding
protection visa in recognition of his refugee status.
(d) The criminal incidents and subsequent criminal proceedings
2.7 On 20 May 1995, the author, mentally deluded and armed with knives, broke
into the home of a friend and relative by marriage, Ms. A, and hid in a cupboard.
On 17 August 1995, he pleaded guilty to charges of being unlawfully on premises
and intentionally damaging property, and received a non-custodial community-based
order and psychiatric treatment. On 1 November 1995, the author returned to
Ms. A's home, damaging property and threatening to kill her, and was arrested.
On 18 January 1996, the author made further threats to kill Ms. A by telephone,
and was again arrested and detained in custody. As a result of the latter
two incidents, on 10 May 1996, the author was convicted in the Victoria County
Court of aggravated burglary and threats to kill, and was sentenced cumulatively
to a term of 3½ years imprisonment (with 18 months before parole).
The author did not appeal the sentence.
(e) Deportation order and subsequent substantive review proceedings
2.8 On 16 December 1996, the author was interviewed by a delegate of the Minister
with a view to possible deportation as a non-citizen, being in Australia less
than 10 years, who had committed a crime and been sentenced to at least a
year in prison. On 21 October 1996, the author underwent a psychiatric assessment
at the request of the Minister's delegate (8). The assessment, noting that
no previous illness was apparent and that his morbid-origin persecutory beliefs
developed in detention, found "little doubt that there was a direct causal
relationship between the offence for which he is currently incarcerated and
the persecutory beliefs that he held on account of his [paranoid schizophrenic]
illness". It found, as a result of treatment, a decreasing risk of future
acts based on his illness, but an ongoing need for careful psychiatric supervision.
On 24 January 1997, the author underwent a further psychiatric assessment
coming to similar conclusions (9). On 8 April 1997, the Minister ordered the
author deported on this basis.
2.9 On 24 April 1997, the author appealed the deportation order to the Administrative
Appeals Tribunal (AAT). On 28 July 1997 (10) and 1 August 1997, (11) the author
underwent further psychiatric assessments. On 26 September 1997, the AAT dismissed
the author's appeal, while appearing to accept that the author's mental ill
health was caused by his protracted immigration detention (12). On 11 November
1997, the psychiatrist treating the author during his criminal sentence interceded
proprio motu before the Minister on the author's behalf (13). On 29 July 1998,
the author succeeded on appeal to the Federal Court of Australia, on the basis
that his mental disturbance and personal circumstances had not sufficiently
been taken into account in assessing whether the author's offence of threatening
to kill was a "particularly serious crime", which, under article
33 of the Convention on the Status of Refugees 1951 ("the Convention"),
could justify refoulement. The case was accordingly remitted to the AAT. In
March 1998, treatment of the author with a particular drug (Clorazil) was
commenced, which contributed to dramatic improvements in the author's condition.
2.10 On 26 October 1998, the AAT, differently constituted, again affirmed
the deportation decision after rehearing. The AAT found that, while he could
suffer a recurrence of his delusional behaviour in Iran which given his ethnicity
and religion could lead to a loss of freedom, this would not be "on account
of" his race or religion. Accordingly, he fell outside the provisions
of the Convention. It also found that, while the author remained under control
when he took appropriate medication, (14) he believed he was not ill and that
there was a real chance he would cease his medication. While it found a "lack
of certainty" that the author would be able to obtain Clorazil in Iran,
it made no findings on the standard of Iranian health care facilities. However,
it considered that the author was at grave risk of not seeking out appropriate
treatment generally, and in particular Clorazil, without which his psychotic
delusions would return. It considered that there was no evidence of back-up
treatment in Iran should the author fail to take his medication, and that
the likelihood of a recurrence of illness was greater in Iran than Australia.
It made no finding on the cause of the author's mental illness.
2.11 On 23 November 1998, the author again appealed the AAT's decision to
the Federal Court. On 4 December 1998, the author was granted parole from
his criminal conviction under strict conditions, (15) but remained in immigration
detention pending the appeal against the AAT's decision. On 15 January 1999,
the Federal Court, by expedited hearing, again allowed the author's appeal
against the AAT's decision. It found that the AAT had improperly construed
the protection of article 33 of the Convention, (16) and moreover that it
had again failed to properly consider the mitigating circumstances constituted
by the author's state of mind at the time of commission of the offences. The
Court remitted the case to the AAT for urgent hearing, and accordingly denied
the author's accompanying motion for interim release. On 5 February 1999,
the Minister appealed the Federal Court's decision to the Full Court of the
Federal Court ("the Full Court"). On 20 July 1999, the Full Court
allowed the Minister's appeal against the judgement of 15 February 1999, holding
that the AAT's findings in "an extremely difficult case", while
"debatable", had been open to it on the evidence and had properly
balanced the competing factors. (17). The Court noted that "while [his]
illness can be controlled by medication available in Australia [Clorazil],
the medication is probably not available in Iran". Accordingly, the effect
of the decision was that the deportation order stood. On 5 August 1999, the
author applied to the High Court for special leave to appeal against the Full
Court decision. On 11 February 2000, the application for special leave was
dismissed.
(f) The applications to the Minister and subsequent proceedings
2.12 On 19 January 1999, following the Federal Court's second decision in
the author's favour against the AAT, and later in February and March, the
author applied to the Minister for revocation of the deportation order and
for release from immigration detention, supplying a substantial body of medical
opinion in support.
2.13 On 11 and 18 March 1999, the Minister decided that he would not order
the author's release and that he would remain in detention. On 29 March 1999,
the author applied to the Federal Court for judicial review of the Minister's
decision. On 8 April 1999, the author sought interim relief pending the decision
of the Federal Court on the main 29 March application. On 20 April 1999, the
Federal Court dismissed the application by the author for review of the Minister's
decision not to release him. The Court considered that, while there was a
serious question as to whether the Minister had taken into account an irrelevant
consideration when making his decision, the balance of convenience favoured
refusal of the order given the imminence of appeal to the Full Court on the
AAT's decision. On 19 May 1999, the Minister supplied his reasons for declining
the author's release. He assessed, relying in part upon the AAT decisions
which had been vacated on appeal, the possibility of the author's re-offending
as significantly high and concluded that the author constituted a continuing
danger to the community and to his victim. On 15 October 1999, the Minister
responded to requests of 6 and 22 September 1999, and 15 October 1999, for
revocation of the deportation order and/or interim release pending final determination
of his case. He refused the request for interim release, and stated that he
was continuing to assess the request for revocation of the deportation order.
In December 2000, the Minister declined, following further requests for intervention,
to release the author (18).
The complaint
3.1 The author contends that he has suffered a violation of his rights under article 7 in dual fashion. Firstly, he was detained in such a way and for such a prolonged period (from his arrival on 22 July 1992 until 10 August 1994) as to cause him mental illness, from which he did not earlier suffer. The medical evidence was unanimous in concluding that his severe psychiatric illness was brought about by his prolonged incarceration, (19) and this had been accepted by the AAT and the courts. The author contends that he was initially imprisoned without any evidence of a risk of abscondment or other danger to the community. He could have been released into the community with commonly utilized bail conditions such as a bond or surety, or residential and/or reporting requirements. The author also alleges that his current detention is in breach of article 7 (20).
3.2 Secondly, the author argues a violation of article 7 by Australia in that
his proposed deportation to Iran would expose him to a real risk of a violation
of his Covenant rights, at least of article 7 and possibly also article 9,
by Iran. He refers in this connection to the Committee's jurisprudence that
if a State party removes a person within its jurisdiction, and the necessary
and foreseeable consequence is a violation of that person's rights under the
Covenant in another jurisdiction, the State party itself may be in violation
of the Covenant (21). He considers that the Minister's delegate found that
the author had a well-founded fear of persecution in Iran because of his religion
and because his psychological state may bring him to the notice of the authorities
which could lead to the deprivation of his liberty under such conditions as
to constitute persecution. Far from being overturned in subsequent proceedings,
the AAT in fact affirmed this position. Moreover, the author argues that the
pattern of conduct shown by Iran supports the conclusion that he will be exposed
to a violation of his Covenant rights in the event of deportation (22).
3.3 The author further claims that his prolonged detention in Australia upon
arrival breaches articles 9, paragraphs 1 and 4, of the Covenant, as he was
detained upon arrival under the mandatory (non-discretionary) provisions of
(then) s.89 Migration Act. Those provisions do not provide for any review
of detention, either by judicial or administrative means. The author considers
his case to fall within the principles laid down by the Committee in its Views
in A v. Australia, (23) in which the Committee held that detention, even of
an illegal immigrant, which was neither reviewed periodically nor otherwise
justified in the particular case violated article 9, paragraph 1, and that
the absence of real judicial review including the possibility of release violated
article 9, paragraph 4. The author emphasizes that, as in A's case, there
was no justification for his prolonged detention, and that the present legislation
had the same effect of depriving him of the ability to make an effective judicial
application for review of detention. For these violations of article 9, the
author seeks adequate compensation for his detention under article 2, paragraph
3. The author also maintains that his current detention is in violation of
article 9 (24).
The State party's submissions on admissibility and merits
4.1 By submissions of 1 March 2001, the State responded on both the admissibility and the merits of the author's claims.
4.2 As to the admissibility of the claims made under article 7, the State party argues that most of the claims are inadmissible. In respect of the first claim that the prolonged detention violated article 7, the State party considers that the claim is unsubstantiated, that it is beyond the scope of article 7, and that domestic remedies have not been exhausted. The author has not advanced any evidence of acts or practices by the State party rising beyond the mere condition of detention that would have rendered his detention particularly harsh or reprehensible. The only evidence submitted is that the author developed paranoid schizophrenia while in detention, whereas no evidence is submitted that his mental illness was caused by being subjected to any maltreatment of the type prohibited by article 7. Secondly, as the complaint is, in truth, an attack on the author's detention per se rather than on a reprehensible treatment or aspect of detention, it falls outside the scope of article 7 as previously determined by the Committee. Thirdly, the State party considers that the author has not exhausted domestic remedies. He could either file a complaint with the Human Rights and Equal Opportunity Commission (HREOC), which tables reports in Parliament, or to the Commonwealth Ombudsman, who could recommend remedies, including compensation.
4.3 In respect of that part of the second portion of the claim under article 7 that invokes the State party's responsibility for a subsequent violation in Iran of the author's rights under article 9, the State party argues that this falls outside the scope of article 7. The State party contends that the prohibition on refoulement under article 7 is limited to risks of torture or cruel, inhuman or degrading treatment or punishment. This prohibition does not extend to violations of article 9 as detention per se is not a violation of article 7 (25). Further the Committee has never stated that article 9 has a comparable non-refoulement obligation attached to it. The State party interprets ARJ v. Australia (26) for the proposition that due process guarantees are not within the ambit of the prohibition on non-refoulement, and argues that by analogy, neither would potential violations of article 9.
4.4 As to the admissibility of the claims made under article 9, the State party does not contest the admissibility of the claim made under article 9, paragraph 1, but considers the claim under article 9, paragraph 4, inadmissible for failure to exhaust domestic remedies and want of substantiation. The State party contends that the author's initial period of detention was considered and declared lawful by both a single judge, and on appeal, a Full Court, of the Federal Court. At no stage during his initial or subsequent detention did the author seek habeas corpus or invoke the High Court's original jurisdiction to seek a writ of mandamus or other remedy. The State party recalls that mere doubts about the effectiveness of remedies does not relieve the claimant from the requirement to pursue them (27). The State party also argues that the author's claim is simply an allegation that there was no way that he could apply to be released from detention, either administratively or by a court. He has not advanced any evidence of how article 9, paragraph 4, had been violated, and, as stated above, he did in fact challenge the lawfulness of his detention on several occasions. The claim is accordingly unsubstantiated.
4.5 As to the merits of the claims, the State party considers all of them to be unfounded.
4.6 As to the first portion of the claim under article 7 (related to the author's detention), the State party notes that, while the Committee has not drawn sharp distinctions between the elements of article 7, it has nevertheless drawn broad categories. It observes that torture relates to deliberate treatment intended to cause suffering of a particularly high intensity and cruelty for a certain purpose (28). Cruel or inhuman treatment or punishment refers to acts (primarily in detention) which must attain a minimum level of severity, but which do not constitute torture (29). "Degrading" treatment or punishment is the 'weakest' level of violation of article 7, in which the severity of suffering is less important than the level of humiliation or debasement to the victim (30).
4.7 Accordingly, it is clear that while particularly harsh conditions of detention
may constitute a violation of article 7 (whether the suffering is physical
or psychological), detention, in and of itself, is not a violation of article
7. In Vuolanne v. Finland, the Committee expressed the view that "for
punishment to be degrading, the humiliation or debasement must exceed a particular
level and must, in any event, entail other elements beyond the mere fact of
deprivation of liberty" (31). Similarly, the Committee has consistently
expressed the view that, even prolonged periods of detention on "death
row" do not violate article 7 (32). For detention to violate article
7 there must be some element of reprehensibleness in the treatment of detainees.
4.8 Assessing the general conditions of immigration detention in the light
of these standards, the State party emphasizes that to ensure the well-being
of all persons in immigration detention, it has instituted Immigration Detention
Standards that govern the living conditions of detainees within its detention
facilities and specify the distinctive nature of services that are required
in an immigration detention environment. These standards address protection
of the privacy of detainees; health care and safety; spiritual, social, educational
and recreational activities; interpreters; and training of detention centre
staff in cultural diversity and the like. The State party submits that conditions
at the MIDC are humane and such as to ensure the comfort of residents while
they are awaiting the outcome of their visa applications.
4.9 Turning to the author's particular situation, at no time during his detention
did he make a complaint to DIMA, the Commonwealth Ombudsman, the Human Rights
and Equal Opportunity Commission or the United Nations High Commissioner for
Refugees, the possibilities of which were well advertised. The author was
at all times treated humanely at the MIDC, and his physical and mental integrity
and well-being were afforded particularly high priority, over and above the
level of ordinary care, by MIDC staff. For example, following his complaints
about noise levels, MIDC staff reduced the volume level on the announcement
system and reduced the number of times the system was used during the day.
Further, when he complained of being unable to sleep because of noise in the
dormitory area, alternative sleeping arrangements were offered to him. Similarly,
prior to his actual release into family care, MIDC staff arranged for him
to be taken out to his family on a fortnightly basis so that he could have
a meal with them and get a break from the routine of the IDC. Eventually,
on 10 August 1994, the author was released on an ongoing basis into the care
of his family when it became apparent that his psychological state warranted
this measure. Further, at all times he was provided with adequate and professional
medical attention.
4.10 Turning to the development of the author's paranoid schizophrenia, the
State party contends that there is a convincing body of literature indicating
that a predisposition for schizophrenia is genetically determined (33). Thus,
while it is deeply unfortunate that the author's schizophrenic symptoms developed
while in detention, he is likely to have been predisposed to develop the condition,
and the development of this condition does not necessarily reflect the conditions
under which he was detained. While acknowledging that any deprivation of liberty
may cause some psychological stress, such emotional stress does not amount
to cruel, inhuman or degrading treatment (and certainly does not constitute
a punishment). In any case, medical evidence indicates that the development
of schizophrenia is not linked to the experience of a "gross stressor".
4.11 As to the second portion of claims under article 7 (concerning future
violations of his rights in Iran in the case of a deportation), the State
party accepts that it is under a limited obligation not to expose the author
to violations of his rights under the Covenant by returning him to Iran (34).
It submits, however, that this obligation does not extend to all rights in
the Covenant, but is limited to only the most fundamental rights relating
to the physical and mental integrity of the person (35). From the Committee's
jurisprudence, the State party understands that this obligation has only been
considered in relation to the threat of execution (art. 6) (36) and torture
(art. 7) upon return, and accordingly it submits that this obligation is limited
to these two rights under article 6 and article 7. In relation to article
7, the prohibition must plainly relate to the substance of that article, and
can therefore only encompass the risk of torture and, possibly, cruel, inhuman
or degrading treatment or punishment. The State party considers that the Committee
has itself stated that the prohibition under article 7 does not extend, for
example, to due process guarantees under article 14 (37). It adds that it
is well established that the risk of a violation of article 7 must be real
in the sense that the risk of a violation must be the necessary and foreseeable
consequence of a person's return (38).
4.12 Turning to the case at hand, the State party rejects the author's contention
that it is a necessary and foreseeable consequence of his return to Iran that
he will be subjected to torture or cruel, inhuman or degrading treatment or
punishment for three reasons.
4.13 Firstly, the recognition of the author's refugee status was based on
many considerations other than the risk of an article 7 violation. The State
party contends that the granting of refugee status was made on the basis that
he might suffer "persecution" in the event of return. The State
party submits that "persecution" may be understood as persistent
harassment by, or with the knowledge of, authorities (39). The core meaning
of "persecution" readily includes the deprivation of life or physical
freedom, but also encompasses such harassment as denial of access to employment,
to the professions or education, and restriction of the freedoms traditionally
guaranteed in a democratic society, such as speech, assembly, worship or freedom
of movement (40). Factors such as discrimination experienced in employment,
education and housing, difficulties in practising his religion and the deteriorating
human rights situation in Iran at the time were considered in granting the
author's application. Persecution is, thus, a much broader concept than that
encompassed by article 7 of the ICCPR, and refugee recognition should not
lead the Committee to the conclusion that it is a necessary and foreseeable
consequence of the author's return to Iran that he would be subjected to article
7 violations.
4.14 Secondly, the State party contends that the reports of Dr. C. Rubinstein
on the human rights situation in Iran, (41) upon which the author relies,
misrepresent the realities. The State party argues that the human rights situation
in Iran has much improved in recent years following the election of a reformist
president and government, and refers to the United Nations High Commissioner
for Human Rights statement in April 2000 welcoming the report by the Special
Representative of the Commission on the improving human rights situation in
Iran (42). There are indications that relations between the Iranian Government
and the Assyrian Christians are improving substantially (43).
4.15 The State party argues that it seems that official interference with
Christian religious activities is limited to those Christian faiths that proselytize
and Muslim individuals who abandon Islam to become Christians, asserting that
Assyrian Christians do not actively engage in conversions and, in fact, tend
to discourage Muslims from joining their faith. According to information from
the State party's Mission in Iran, this means that they are subject to far
less scrutiny and harassment than members of other Christian and minority
faiths may be. To the State party's Government's knowledge, the arrests, attacks
and killings of Christians referred to in Dr. Rubenstein's reports represent
isolated incidents and are related not to Assyrians, but to evangelistic Christians
and apostates.
4.16 The State party's Mission in Iran further advised that Assyrian Christians,
if they abide by the laws of the land, are able to lead normal and undisturbed
lives. They have not been singled out for discrimination by the Iranian Government
for some time. Further, it is clear from the State party's information that
Assyrian Christians have never been subjected to the same level of harassment
as other minority religions. Assyrian Christians have largely been allowed
to carry out their religious activities without interference. There are also
strong indications that Assyrian Christians have recently been able to strengthen
their political situation. President Khatami has met specifically with the
Assyrian Christian Representative of the Majlis (Parliament), Mr. Shamshoon
Maqsudpour, who has also been able to bring about changes to Iranian law so
as to eliminate any statutory discrimination in the employment of Christians.
4.17 The State party also understands that in 1999 the Islamic Human Rights
Commission, which is affiliated with Iran's judiciary, commenced work on upgrading
the rights of religious minorities in Iran. This effort should be seen in
conjunction with the commitment made recently by the Iranian Government to
promote respect for the rule of laws, including the elimination of arbitrary
arrest and detention, and to bring the legal and penitentiary system into
line with international standards (44).
4.18 The State party concedes however that the author and his family were
subjected to some harassment by the "pasdahs" (vigilante youths)
in Iran. On one occasion, he was detained by pasdahs, questioned in relation
to the contents of certain cassette tapes found in his car, and released within
48 hours after having suffered some blows to his face. On a second occasion,
his family was detained by pasdahs for approximately 24 hours for having served
alcohol at a party. They were released without any physical harm. The State
party argues that these events occurred some years ago, and there is no indication
that the pasdahs specifically targeted the author or his family. These two
incidents do not represent a personal persecution of the author, who is not
a high profile Assyrian Christian.
4.19 The Australian Government submits that the real situation of an Assyrian
Christian in Iran is far more benign than that described by Dr. Rubenstein.
In most cases, Assyrian Christians are able to practise their religion and
to live normal lives without harassment by Iranian authorities. Although they
may be subject to some continuing discrimination in the field of housing,
education and employment, there are strong signs of growing effort on the
Iranian Government's behalf to settle differences with Assyrian Christians
specifically, and to improve the human rights situation in Iran generally.
4.20 Thirdly, in relation to the potential effects of the author's psychiatric
condition, the State party understands from its Mission in Iran that Iranian
medical authorities have a good understanding of mental illnesses, that appropriate
and comprehensive care is available in Iran both at home and in hospital for
persons suffering from mental illnesses (including paranoid schizophrenia).
Nor is there any requirement in the hospital admission process for a person
to advise of their religion, or any evidence that Assyrian Christians have
less than full access to psychiatric facilities. To the State party's knowledge,
there is no precedent of persons being arbitrarily detained or subjected to
article 7 violations simply on account of their mental illnesses.
4.21 The State party submits that it has taken all possible steps to educate
the author about the nature of his condition, so as to promote his ongoing
adherence to treatment, and would provide him with all necessary medical documentation
for him to receive continued medical attention once he returns to Iran. The
assertion that he would not pursue medical treatment upon return to Iran is
conjecture, and the author has at all times cooperated with his treatment
in Australia. As such, it cannot be stated with any certainty that it is a
necessary consequence of his return to Iran that he will cease treatment.
Even if he did choose to discontinue his medication, it is not a necessary
consequence that he would act in such a way to risk torture or cruel, inhuman
or degrading treatment or punishment. The nature of paranoid schizophrenia
is such that any violent or bizarre behaviour is linked directly to the sufferer's
delusions. Therefore, paranoid schizophrenics do not display globally and
consistently aggressive or extraordinary behaviours. Any such behaviour is
limited to the object of their delusional thoughts. In the author's case,
such behaviour has been limited to very specific persons, and his records
do not indicate a history of generalized aggressive or hysterical behaviour
towards officials or in official settings. Therefore, the State party does
not consider that it is a necessary consequence of the author returning to
Iran that he will have an adverse reaction to Iranian authorities.
4.22 As to the author's claims under article 9, the State party also considers
them unfounded. It clarifies at the outset that the "initial detention"
ran, as a matter of law, from his detention on arrival until the issuance
of the protection visa in March 1995, even though as a practical matter he
was exceptionally released into his family's care in August 1994, for a person
remains by law detained until removed or granted permission to remain in Australia.
As to the "current detention" pending execution of a deportation
order, detention is not mandatory and an individual can be released at the
Minister's discretion.
4.23 Concerning the complaint under article 9, paragraph 1, the State party
argues that the prohibition against the deprivation of liberty is not absolute
(45). While a detention must be lawful in terms of the domestic legal order,
it contends that in determining the further element of arbitrariness in a
particular case key elements are whether the circumstances under which a person
is detained are "reasonable" and "necessary" in all of
the circumstances or otherwise arbitrary in that the detention is inappropriate,
unjust or unpredictable. It emphasizes that the Committee's jurisprudence
of the Committee does not suggest that detention of unauthorized arrivals
or detention for a particular length of time could be considered arbitrary
per se, (46) rather the determining factor is not the length of the detention
but whether the grounds for the detention are reasonable, necessary, proportionate,
appropriate and justifiable in the particular case.
4.24 Turning to the particular case, the State party argues that the author's
detention was and is lawful, and reasonable and necessary in all of the circumstances.
It is, according to the State party, also clearly distinguishable on the facts
from the case of A v. Australia.
4.25 As to the initial detention, he was detained by law, under the s.89 Migration
Act 1958. This detention was twice judicially confirmed. As to arbitrariness,
both the provisions of the Migration Act under which the author was detained,
as well as the individual circumstances of his case, justified his necessary
and reasonable detention.
4.26 The State party underscores that mandatory immigration detention is an
exceptional measure primarily reserved for people who arrive in Australia
without authorization (47). It is necessary to ensure that persons entering
Australia are entitled to do so, and to ensure that the integrity of the migration
system is upheld. The detention of unauthorized arrivals ensures that they
do not enter Australia before their claims have been properly assessed and
found to justify entry. It also provides officials with effective access to
those persons in order to investigate and process their claims without delay,
and if those claims are unwarranted, to remove such persons as soon as possible.
The State party argues that the detention of unauthorized arrivals is consistent
with fundamental rights of sovereignty, including the right of States to control
the entry of persons into its territory. As the State party has no system
of identity cards or the like for access to social services, it is more difficult
to detect, monitor and apprehend illegal immigrants in the community, compared
with countries where such a system is in place (48).
4.27 The State party's experience has been that unless detention is strictly
controlled, there is a strong likelihood that people will escape and abscond
into the community. In some cases, some unauthorized arrivals who had been
held in unfenced migrant hostels with a reporting requirement had absconded.
It had also been difficult to gain the cooperation of the local ethnic communities
to locate such persons (49). As such, it was reasonably suspected that if
people were not detained, but rather released in the interim into the community,
there would be a strong incentive for them not to adhere to the conditions
of release and to disappear into the community. The State party repeats that
all applications to enter or remain are thoroughly considered, on a case-by-case
basis, and that therefore its policy of detaining unauthorized arrivals is
reasonable, (50) proportionate and necessary in all of the circumstances.
As such, the provisions under which the author was detained, while requiring
mandatory detention, were not arbitrary, as they were justifiable and proportionate
on the grounds outlined above.
4.28 In addition, the individual factors of the author's detention also indicate
the absence of arbitrariness. He arrived with a visitor's visa but no return
airline ticket, and when questioned at the airport a number of false statements
on his visa application form were detected. These included the assertion that
his mother and father were living in Iran, when in fact his father was dead
and his mother was living in Australia and had applied for refugee status.
He also stated that he had $5,000 in funds for his visit, but arrived with
no funds and lied in the interview about this matter. He had also purchased
a return ticket for the purposes of gaining his visa, but had cashed it in
when the visa was granted. As such, it was reasonably suspected that if allowed
to enter Australia, he would become an illegal entrant. The detention was
accordingly necessary to prevent abscondment, it was not disproportionate
to the end sought, and it was not unpredictable, given that the relevant detention
provisions had been in force for some time and were published.
4.29 The State party also considers that there were further reasons for the
continued detention, pending the assessment of the refugee claim. It was not
expected that the processing of the claim would be unduly prolonged so as
to warrant his release from detention. The processing and review applications
were dealt with expeditiously by both the primary decision maker and the review
body, with the author held in detention for just over two years. The original
application was processed in less than two months, and the first review of
the decision took approximately six weeks. The total time taken from the filing
of the first application on 23 July 1992 to the completion of the initial
processing and several administrative reviews of the first application for
refugee status was less than one year.
4.30 The State party argues that, once it became clear that continued detention
was not conducive to the treatment of the author's mental illness, he was
released into the care of his family. As such, while detention was mandatory,
it was not arbitrary, with the policy underlying the detention provisions
flexible enough to provide for release in exceptional circumstances. Therefore,
it cannot be said that there were no grounds upon which a person could apply
to be released from detention, either administratively, or by a court.
4.31 The State party, while disagreeing with the Committee's Views in A v.
Australia, notes significant factual differences with that case. Firstly,
the length of detention was significantly less (some 26 months rather than
4 years). Secondly, the time taken to process the initial application was
significantly less (under 6 weeks rather than 77 weeks). Thirdly, in this
case, there is no suggestion that the period and conditions of detention prevented
the author from gaining access to legal representation or visits from his
family. Finally, he was actually released from the usual places of detention
into the care and custody of family members pursuant to an exercise of Executive
discretion.
4.32 As to the current detention, the author has been lawfully held in immigration
detention, pursuant to ss.253 and 254 Migration Act 1958, since he was granted
parole from his prison sentence on 4 December 1998. Rather than being arbitrary,
it is necessary and reasonable in all of the circumstances, and proportionate
to the end sought of ensuring he does not abscond pending his deportation
and of protecting the Australian community. After appeals were exhausted,
the State party stayed the deportation in response to the Committee's rule
86 request pending finalization of this matter. Moreover, the State party
submits that it is reasonable to suspect that the author would breach his
release conditions and abscond if released.
4.33 The State party notes that its Minister for Immigration personally considered
the justification for continued detention on several occasions, and his 11
March 1999 decision not to release the author from detention was reviewed
by the Federal Court and found justified. The Minister's reasons for decision
clearly indicate that it was not arbitrary. All of the factors relevant to
the case were considered in reaching the decision not to grant release, on
the basis that there was a significantly high possibility that the author
would re-offend and that he constituted a continuing danger to the community
and in particular to his victim, Ms. A.
4.34 As to the claim under article 9, paragraph 4, the State party notes that this requires a person to be able to test the lawfulness of detention. The State party rejects the suggestion by the Committee in A v. Australia that "lawfulness" in this provision was not limited to compliance with domestic law and must be consistent with article 9, paragraph 1, and other provisions of the Covenant. It contends there is nothing in the terms or structure of the Covenant, or in the travaux préparatoires or the Committee's General Comments, that supports such an approach.
4.35 The State party identifies the various mechanisms in its law to test
the legality of detention, (51) and states that it was open to the author
at all times to pursue these mechanisms. It repeats that, in relation to the
first detention, the author never directly applied to the courts for review
of his detention, but applied to the Minister for interim release pending
the outcome of his appeal against the denial of refugee status. The Minister's
rejection of the application was twice upheld in court. As to the current
detention, while he has sought interim release, at no time has he directly
challenged the lawfulness of his detention. As to the current detention, the
State party notes that the author has on several occasions unsuccessfully
sought release from the Minister and the Federal Court. The fact that the
courts did not rule in his favour is not proof of a violation of article 9,
paragraph 4. In any event, he did not seek to exercise avenues available to
him to directly challenge the detention. The State party refers to Stephens
v. Jamaica (52) for the proposition that a failure to take advantage of an
available remedy of, for example, habeas corpus is not evidence of a breach
of article 9, paragraph 4.
Comments by the author on the State party's submissions
5.1 By submission of 16 May 2001, the author responded to the State party's submissions.
5.2 As to the State party's submissions on available domestic remedies, the
author points to the Committee's jurisprudence that such remedies may be taken
to refer to judicial remedies, especially in cases of serious violations of
human rights, (53) such as arbitrary and prolonged detention. In any case,
there is no obligation to pursue remedies that are neither enforceable nor
effective, (54) and neither a complaint to HREOC or the Ombudsman produces
a binding order upon the State (55). As to the ability to pursue a habeas
corpus claim in the High Court, such an act would be futile given that the
High Court has upheld the validity of mandatory detention laws (56).
5.3 In response to the State party's claim that there is no evidence that
a breach of article 7 caused the author's mental illness, the author refers
to the series of expert assessments of the author over an extended period,
provided with the communication, along with a new assessment, unanimously
drawing a specific causal link between detention and the psychiatric illness
(57). The author criticizes the State party's reliance on generalized psychiatric
literature for the opposite proposition that the author's mental harm arose
from predisposition rather than prolonged detention, and invites the Committee
to prefer the specific assessments of the author. The author submits that
the submissions by the State party on living standards at MIDC are not relevant,
for the claim of breach of article 7 is the detention of the author for a
prolonged period where it well knew that this was causing severe psychological
trauma. From at least 19 August 1993, the State party's authorities knew of
this trauma, and the act of continuing to hold him in light of that knowledge,
provides the "element of reprehensibleness" under article 7.
5.4 As to the claim of a violation of article 7 in the event of a return to
Iran, the author notes that it was clear that the form of persecution the
Minister's delegate had in mind on 8 February 1995 when approving the refugee
claim involved article 7 rights (58). She considered that there was a real
chance that he would suffer deprivation of liberty "under such conditions
as to constitute persecution under the [Refugee] Convention", which,
according to the author, clearly goes beyond detention per se. The author
also rejects the State party's supposition that the situation in Iran has
improved to the extent that there is no foreseeable risk of a violation of
his rights. The Special Representative's report referred to by the State party
is far from conclusive on the "improving" human rights situation,
noting that "human rights in Iran remains very much a work in progress"
and "greater efforts are required". Moreover, the subsequent report
of the Special Representative, found that minorities remain "neglected"
and that "there is a long way to go in terms of achieving a more forthcoming
approach to the concerns of the minorities, both ethnic and religious"
(59). The author also asserts that the psychological evidence contradicts
the State party's claim that he would not discontinue his medication in the
event of a return, or, should he do so, react adversely to the Iranian authorities.
The author notes that it is not known whether his medication is available
in Iran.
5.5 As to the complaint under article 9, the author contends that A v. Australia
conclusively established that the policy of mandatory detention violates article
9, paragraphs 1 and 4, and should be followed, for the present case is not
factually distinguishable. The author clearly arrived to seek asylum, and
did so within 24 hours of arrival. It is fanciful to suggest his detention
in the initial period for two years was justified by false statements made
about his parents' location and funds he possessed. There was no administrative
review of his detention during this period, and efforts at judicial review
failed because there is no power to release him from detention. His release
from custody on 10 August 1994 due to his deteriorating psychological condition
came after two years of non-reviewable detention, as demonstrated by the futility
of earlier applications to the Federal Court for review of the decision to
detain. As to the continuing detention, there is no justification, for three
separate psychiatric reports of March 2000 (provided to the Minister) indicated
his risk would pose "no detectable risk", he "has to be regarded
as not demonstrating a significant risk to anybody any more", and he
poses "no risk to either his former victim or the Australian community"
(60). The author also provides a further psychiatric report dated 7 May 2001
that found that he had made a complete recovery for several years, and constituted
no threat to the community, either specifically or generally (61).
Supplementary comments by the State party and the author
6.1 By submission of 16 August 2001, the State party reiterates certain earlier submissions and makes further arguments. As to admissibility, the State party rejects the author's interpretation of RT v. France (62) that only judicial remedies need be exhausted, for the decision refers to judicial remedies "in the first place". Other administrative remedies are not excluded, (63) and therefore a complaint to HREOC, for example, is not excluded from the requirement of exhaustion of remedies. Similarly, Vincente v. Colombia, (64) according to the State party, only excludes administrative remedies that were not effective from the exhaustion requirement. Similarly, the State party contends that the Committee dispensed with the remedy argued in Ellis v. Jamaica (65) (a petition for mercy in a capital case) as being an ineffective remedy, rather than an "unenforceable" one as the author claims. In this case, by contrast, the State party argues its administrative remedies are effective, were not pursued by the author, and thus the requirements of article 5, paragraph 2 (b), of the Optional Protocol have not been met.
6.2 The State party remarks, in response to the author's assertion that an
"extra element of reprehensibleness" under article 7 was provided
in the failure to release him despite knowledge of psychological damage caused
by continuing detention, that he was in fact released by the Minister who
considered that his mental health needs would benefit from family care.
6.3 The State party further understood the original complaint in terms of
article 7 to relate only to the initial detention, but reads the author's
subsequent comments (and reference to the 7 May 2001 psychiatric report assessing
the author's current condition) as appearing to imply a fresh allegation in
respect of the current detention as well. The State party responds that there
is nothing to suggest that the current detention is particularly harsh or
reprehensible so as to constitute a violation of article 7. It observes that
the 7 May 2001 report found the author in good mental health, and did not
provide any evidence of acts or practices suggesting that the current detention,
per se or through its conditions, raised issues under article 7. Any suggestion
that the current detention is causing the author psychological harm and therefore
violating article 7 is unsustainable and should be dismissed as unfounded
or inadmissible ratione materiae.
6.4 Finally, as to the article 9 claim in relation to the original detention,
the State party rejects as incorrect the author's characterization that A
v. Australia "conclusively established that Australia's policy of mandatory
detention was in breach of articles 9 (1) and 9 (4)". Rather than commenting
on the policy in abstracto, it found that "arbitrariness" was to
be determined by the existence of appropriate justification for continued
detention in the individual circumstances of the case. Indeed, it stated that
it was not per se arbitrary to detain persons seeking asylum.
6.5 By submission of 21 September 2001, the author responded to the State
party's additional submissions, also clarifying that the claims under articles
7 and 9 relate to the current as well as the initial detention. As to admissibility,
the author maintains that the administrative remedies raised by the State
party are not "effective and enforceable" remedies. As any government
decision to take action in response to a recommendation of either body is
purely executive and discretionary in nature, exhaustion thereof should not
be required. (66).
6.6 As to the merits, the author rejects the State party's argument that,
as the 7 May 2001 report shows the author in good health, it cannot be said
that the prolonged detention has caused him psychological damage. The author
observes that the report was directed at determining whether his prior illness
caused him to commit the crimes for which he is to be deported, and whether
he currently poses any threat to anyone. The first issue was answered affirmatively,
the second negatively. In any event, given that the State party accepts the
author's current good health, there is no reason why he should be detained
further or deported.
6.7 The author goes on to argue that the fact that he does not know whether
or when he will be released, or whether or when he will be deported, on its
own amounts to a violation of article 7. It is particularly cruel treatment
or punishment as he has completed the prison sentence for his crimes, and
because he previously suffered a psychiatric illness in immigration detention
in circumstances that he did not know if or when he would be released or deported.
6.8 The author concludes, with reference to international jurisprudence, that
mandatory detention of non-nationals for removal, without individual justification,
is almost unanimously regarded as a breach of the right to be free from arbitrary
and unlawful detention. (67).
Issues and proceedings before the Committee
Consideration of admissibility
7.1 Before considering any claim contained in a communication, the Human Rights Committee must, in accordance with rule 87 of its rules of procedure, decide whether or not the communication is admissible under the Optional Protocol to the Covenant.
7.2 The Committee has ascertained that the same matter is not being examined
under another procedure of international investigation or settlement for the
purposes of article 5, paragraph 2 (a), of the Optional Protocol.
7.3 As to the question of exhaustion of domestic remedies, the Committee notes
the State party's argument that the certain administrative remedies (the Commonwealth
Ombudsman and HREOC) have not been pursued by the author. The Committee observes
that any decision of these bodies, even if they had decided the author's claims
in his favour, would only have had recommendatory rather than binding effect,
by which the Executive would, at its discretion, have been free to disregard.
As such, these remedies cannot be described as ones which would, in terms
of the Optional Protocol, be effective.
7.4 As to the claims relating to the first period of detention, the Committee
notes that the legislation pursuant to which the author was detained provides
for mandatory detention until either a permit is granted or a person is removed.
As confirmed by the courts, there remained no discretion for release in the
particular case. The Committee observes that the sole review capacity for
the courts is to make the formal determination that the individual is in fact
an "unlawful non-citizen" to which the section applies, which is
uncontested in this case, rather than to make a substantive assessment of
whether there are substantive grounds justifying detention in the circumstances
of the case. Thus, by direct operation of statute, substantive judicial review
which could provide a remedy is extinguished. This conclusion is not altered
by the exceptional provision in s.11 of the Act providing for alternative
restraint and custody (in the author's case his family's), while remaining
formally in detention. Moreover, the Committee notes that the High Court has
confirmed the constitutionality of mandatory regimes on the basis of the policy
factors advanced by the State party (68). It follows that the State party
has failed to demonstrate that there were available domestic remedies that
the author could have exhausted with respect to his claims concerning the
initial period of detention, and these claims are admissible.
7.5 As to the claims relating to the author's proposed deportation to Iran,
the Committee notes that with the denial of leave to appeal by the High Court
he has exhausted all available domestic remedies in respect of these claims,
which are accordingly admissible.
7.6 As to the State party's further arguments that the claims related to the first period of detention and the author's proposed deportation are unsubstantiated, the Committee is of the view, on the material before it, that the author has sufficiently substantiated, for the purposes of admissibility, that these facts give rise to arguable issues under the Covenant.
7.7 As to the claims related to the second period of detention (detention
pending deportation), the Committee notes that, unlike mandatory detention
at the border, it lies within the discretion of the Minister whether to direct
a person be detained pending deportation. The Committee observes that such
a decision, as well as any subsequent refusal by the Minister of a request
for release, may be challenged in court by judicial review. Such judicial
review proceedings may overturn a decision to detain (or to continue to detain)
if manifestly unreasonable, or if relevant factors had not been considered,
or if irrelevant factors had been considered, or if the decision was otherwise
unlawful. The Committee notes that the Federal Court held, in its decision
of 20 April 1999 on the author's urgent application for interim relief pending
hearing of his application of 29 March 1999 against the Minister's decision
not to release him, that there was a serious question to be tried as to whether
the Minister had considered an irrelevant factor, but that in view of the
imminent appeal to the Full Court in the deportation proceedings the balance
of convenience was against release.
7.8 The Committee notes that the author has supplied no information whether
he had (and if not, why he had not) pursued his review application of 29 March
1999 against the Minister's decision, or accepted the Court's invitation to
reapply for relief after disposition of the Full Court appeal. Neither has
the author explained his apparent failure to pursue review proceedings against
the Minister's decisions later on 15 October 1999 and in December 2000 not
to release the author. In the circumstances, the author has failed to exhaust
domestic remedies in respect of any issues arising in the second period of
detention, and his claims under articles 7 and 9 relating to this period are
inadmissible under article 5, paragraph 2 (b), of the Optional Protocol.
Consideration of the merits
8.1 The Human Rights Committee has considered the present communication in the light of all the information made available to it by the parties, as provided in article 5, paragraph 1 of the Optional Protocol.
8.2 As to the claims relating to the first period of detention, in terms of
article 9, paragraph 1, the Committee recalls its jurisprudence that, in order
to avoid a characterization of arbitrariness, detention should not continue
beyond the period for which the State party can provide appropriate justification
(69). In the present case, the author's detention as a non-citizen without
an entry permit continued, in mandatory terms, until he was removed or granted
a permit. While the State party advances particular reasons to justify the
individual detention (para. 4.28 et seq.), the Committee observes that the
State party has failed to demonstrate that those reasons justify the author's
continued detention in the light of the passage of time and intervening circumstances.
In particular, the State party has not demonstrated that, in the light of
the author's particular circumstances, there were not less invasive means
of achieving the same ends, that is to say, compliance with the State party's
immigration policies, by, for example, the imposition of reporting obligations,
sureties or other conditions which would take account of the author's deteriorating
condition. In these circumstances, whatever the reasons for the original detention,
continuance of immigration detention for over two years without individual
justification and without any chance of substantive judicial review was, in
the Committee's view, arbitrary and constituted a violation of article 9,
paragraph 1.
8.3 As to the author's further claim of a violation of article 9, paragraph
4, related to this period of detention, the Committee refers to its discussion
of admissibility above and observes that the court review available to the
author was confined purely to a formal assessment of the question whether
the person in question was a "non-citizen" without an entry permit.
The Committee observes that there was no discretion for a court, as indeed
held by the Full Court itself in its judgement of 15 June 1994, to review
the author's detention in substantive terms for its continued justification.
The Committee considers that an inability judicially to challenge a detention
that was, or had become, contrary to article 9, paragraph 1, constitutes a
violation of article 9, paragraph 4.
8.4 As to the author's allegations that his first period of detention amounted
to a breach of article 7, the Committee notes that the psychiatric evidence
emerging from examinations of the author over an extended period, which was
accepted by the State party's courts and tribunals, was essentially unanimous
that the author's psychiatric illness developed as a result of the protracted
period of immigration detention. The Committee notes that the State party
was aware, at least from August 1992 when he was prescribed tranquillisers,
of psychiatric difficulties the author faced. Indeed, by August 1993, it was
evident that there was a conflict between the author's continued detention
and his sanity. Despite increasingly serious assessments of the author's conditions
in February and June 1994 (and a suicide attempt), it was only in August 1994
that the Minister exercised his exceptional power to release him from immigration
detention on medical grounds (while legally he remained in detention). As
subsequent events showed, by that point the author's illness had reached such
a level of severity that irreversible consequences were to follow. In the
Committee's view, the continued detention of the author when the State party
was aware of the author's mental condition and failed to take the steps necessary
to ameliorate the author's mental deterioration constituted a violation of
his rights under article 7 of the Covenant.
8.5 As to the author's arguments that his deportation would amount to a violation
of article 7, the Committee attaches weight to the fact that the author was
originally granted refugee status on the basis of a well-founded fear of persecution
as an Assyrian Christian, coupled with the likely consequences of a return
of his illness. In the Committee's view, the State party has not established
that the current circumstances in the receiving State are such that the grant
of refugee status no longer holds validity. The Committee further observes
that the AAT, whose decision was upheld on appeal, accepted that it was unlikely
that the only effective medication (Clozaril) and back-up treatment would
be available in Iran, and found the author "blameless for his mental
illness" which "was first triggered while in Australia". In
circumstances where the State party has recognized a protection obligation
towards the author, the Committee considers that deportation of the author
to a country where it is unlikely that he would receive the treatment necessary
for the illness caused, in whole or in part, because of the State party's
violation of the author's rights would amount to a violation of article 7
of the Covenant.
9. The Human Rights Committee, acting under article 5, paragraph 4, of the
Optional Protocol to the International Covenant on Civil and Political Rights,
is of the view that the facts before it disclose violations of articles 7
and 9, paragraphs 1 and 4, of the Covenant.
10. In accordance with article 2, paragraph 3 (a), of the Covenant, the State
party is under an obligation to provide the authors with an effective remedy.
As to the violations of articles 7 and 9 suffered by the author during the
first period of detention, the State party should pay the author appropriate
compensation. As to the proposed deportation of the author, the State party
should refrain from deporting the author to Iran. The State party is under
an obligation to avoid similar violations in the future.
11. Bearing in mind that, by becoming a State party to the Optional Protocol,
the State party has recognized the competence of the Committee to determine
whether there has been a violation of the Covenant or not and that, pursuant
to article 2 of the Covenant, the State party has undertaken to ensure to
all individuals within its territory and subject to its jurisdiction the rights
recognized in the Covenant, the Committee wishes to receive from the State
party, within 90 days, information about the measures taken to give effect
to its Views. The State party is also requested to publish the Committee's
Views.
______________________________
[Adopted in English, French and Spanish, the English text being the original version. Subsequently to be issued also in Arabic, Chinese and Russian as part of the Committee's annual report to the General Assembly.]
* The following members of the Committee participated in the examination of
the present communication: Mr. Nisuke Ando, Ms. Christine Chanet, Mr. Maurice
Glèlè Ahanhanzo, Mr. Louis Henkin, Mr. Ahmed Tawfik Khalil,
Mr. Eckart Klein, Mr. David Kretzmer, Mr. Rajsoomer Lallah, Ms. Cecilia Medina
Quiroga, Mr. Rafael Rivas Posada, Mr. Nigel Rodley, Mr. Martin Scheinin, Mr.
Hipólito Solari Yrigoyen and Mr. Maxwell Yalden. Under rule 85 of the
Committee's rules of procedure, Mr. Ivan Shearer did not participate in the
examination of the case.
** The texts of individual opinions signed by Committee member Mr. Nigel Rodley, by Committee member Mr. David Kretzmer, and by Committee members Mr. Nisuke Ando, Mr. Eckart Klein and Mr. Maxwell Yalden are appended to the present document.
Individual Opinion of Committee Member Mr. Nigel Rodley
I agree with the Committee's findings in respect of the violations of articles 9, paragraph 1, and 7. Having found a violation of article 9, paragraph 1, however, the Committee unnecessarily also concluded that a violation of article 9, paragraph 4, was involved, using language tending to construe a violation of article 9, paragraph 1, as ipso jure "unlawful" within the meaning of article 9, paragraph 4. In this the Committee followed the trail it blazed in A v. Australia (560/1993).
In my view this was too broad a trail. Nor was it justified by the text of the Covenant. "Arbitrary" in article 9, paragraph 1, certainly covers unlawfulness. It is evident from the very notion of arbitrariness and the preparatory work. But I fail to see how the opposite is also true. Nor is there anything in the preparatory work to justify it. Yet this is the approach of A v. Australia, seemingly reaffirmed by the Committee in the present case.
It does not follow from this difficulty with the Committee's approach that I necessarily take the view that article 9, paragraph 4, can never be applied in a case in which a person is detained by a State party as long as legal formality is respected. I could, for example, imagine that torture of a detainee could justify the need for recourse to a remedy that would question the continuing legality of the detention.
My present argument is simply that the issue did not need addressing in the present case, especially in the light of the fact that the absence of the possibility of a judicial challenge to the detention forms part of the Committee's reasoning in finding a violation of article 9, paragraph 1.
(Signed): Nigel Rodley
[Adopted in English, French and Spanish, the English text being the original version. Subsequently to be issued also in Arabic, Chinese and Russian as part of the Committee's annual report to the General Assembly.]
Individual Opinion of Committee Member Mr. David Kretzmer
The Committee has taken the view that lack of any chance of substantive judicial review is one of the factors that must be taken into account in finding that the author's continued detention was arbitrary, in violation of the author's rights under article 9, paragraph 1, of the Covenant. Like my colleague, Nigel Rodley, I am of the opinion that in these circumstances there was no need to address the question of whether the lack of such review also involved a violation of article 9, paragraph 4.
(Signed): David Kretzmer
[Adopted in English, French and Spanish, the English text being the original version. Subsequently to be issued also in Arabic, Chinese and Russian as part of the Committee's annual report to the General Assembly.]
Individual Opinion of Committee Members Mr. Nisuke Ando, Mr. Eckart Klein
and Mr. Maxwell Yalden (Dissenting in Part)
While we agree with the Committee's finding of a violation of article 9, paragraphs 1 and 4, we are not convinced by the finding that article 7 of the Covenant was also violated by the State party.
The Committee found violations of article 7 for two reasons. The first is set out in paragraph 8.4 of the Committee's Views, on the basis of an assessment of the author's prolonged detention after it had become apparent that "there was a conflict between the author's continued detention and his sanity". We find it difficult to follow this reasoning. Although it is true that the author's mental health deteriorated until his release from detention into his family's custody on 10 August 1994, we cannot find a violation of article 7, since such a conclusion would expand the scope of this article too far by arguing that the conflict between the author's continued detention and his sanity could only be solved by his release - and that the State party would otherwise be in violation of the said provision. The circumstances of the case show that the author was psychologically assessed and under permanent observation. The fact that the State party did not immediately order his release, but decided only on the basis of a psychiatric report dated June 1994 unequivocally recommending release and external treatment (see paragraph 2.5) cannot be considered, in our view, to amount to a violation of article 7 of the Covenant.
We likewise hold that the second ground on which the Committee has based its finding of a violation of article 7 (para. 8.5) is not sound. The Committee's assessment is put together on the basis of several arguments, none of which is persuasive, either taken alone or together. We do not believe that the State party failed to support its conclusion that the author, as an Assyrian Christian, would not suffer persecution if deported to Iran. We refer in this regard to paragraphs 4.13 to 4.19 of the Committee's Views. Concerning the argument that the author would not receive effective medical treatment in Iran, we refer to the State party's submissions set out in paragraphs 4.20 and 4.21 of the Committee's Views. We do not see how these detailed arguments could be so lightly set aside in favour of an article 7 violation as has been done by the majority.
(Signed): Mr. Nisuke Ando
Mr. Eckart Klein
Mr. Maxwell Yalden
[Adopted in English, French and Spanish, the English text being the original version. Subsequently to be issued also in Arabic, Chinese and Russian as part of the Committee's annual report to the General Assembly.]
Notes
1. Name withheld.
2. While the author cited article 10 on the cover page of his communication, the subsequent substantive argument was directed to article 9 (see paragraph 3.3 infra), and the Committee accordingly takes the communication to proceed on the latter basis.
3. The author's mother, along with his brother and sister-in-law reside in Australia, while his father is deceased. Another brother resides in Canada.
4. It is unclear from the record whether the author's appeal to the Federal Court on the issue of the rejection of his first application for refugee status was ever heard.
5. "Psychological Report" of Forensic Psychologist Elizabeth Warren, dated 19 August 1993.
6. "Confidential Psychiatry Report" of Dr. Patrick McGorry MB BS, PhD, MRCP (UK), FRANZCP, dated 4 March 1994. In summary, the mental state examination revealed "a very distressed man", on tranquilisers, describing "disturbed behaviour" and "persecutory ideation" with clearly impaired memory and concentration. His mood was of "anxiety tension and disphoria". The expert considered the author to be suffering from "a mixed anxiety and depressive state", meeting the criteria for "major depressive disorder" with "severe anxiety symptoms". A delusional disorder could not be ruled out.
7. "Confidential Psychiatry Report" of Dr. Patrick McGorry, dated 27 June 1994.
8. Psychiatric Report by Dr. Douglas R Bell, Senior Registrar Psychiatry, Department of Human Services.
9. Confidential Psychiatric Report, dated 29 January 1997, by Prof. Patrick McGorry, Center for Young People's Mental Health. He found: "Prior to his detention there had been no evidence of a psychiatric illness whatsoever and the stress of the detention centre experience and the uncertainty about his future which was extreme given the duration of his detention had precipitated a severe psychotic illness." "[H]e would not have developed this serious psychiatric disorder had he not been placed in extended and indeterminate detention." "[He] has come in contact with the criminal justice system purely as a result of developing a psychiatric illness which produced delusional beliefs upon which he acted." In light of appropriate medication, his mental state was much improved.
10. Psychological Report, dated 5 August 1997, by Dr. Elizabeth Warren, Healey and Warren Psychologists. The report noted a willingness to comply with treatment regimes and concluded inter alia that "As the period of detention in [MDIC] increased, this man's mental state changed from one of anxiety, depression, suicidal preoccupation and suspiciousness - to one of a frankly psychotic and delusional nature."
11. Confidential Psychiatric Report, dated 5 August 1997, by Prof. Patrick McGorry, University of Melbourne. While finding the author posed, in the light of treatment, a "minimal and acceptable" level of risk, it reiterated that his trauma and morbidity "was originally produced by his prolonged and at that time indeterminate incarceration … [which] was the key factor to the triggering and onset of his severe mental illness for which he now suffers. This is particularly so since there appears to be no family history of any mental disorder and no other apparent source of vulnerability to such a disorder". On 17 December 1998, the same expert submitted another report finding inter alia that "his original illness was precipitated by his initial detention following arrival in Australia".
12. The Tribunal found: "The evidence is … incontrovertible that the stress and anxiety of the detention and uncertainty about his future has precipitated the severe psychotic illness. During the protracted period of his immigration detention he suffered a marked deterioration in his mental health. There was no evidence of any mental illness prior to his detention in immigration custody … [H]e spent more than two years in immigration detention and was released only, it seems, because of his deteriorating mental health." [C] v. Minister for Immigration and Ethnic Affairs [citation deleted].
13. Consultant Psychiatrist Barrie Kenny stated: "The consensus of those of us who have been involved with this man, is that the period of detention itself may have precipitated this delusional disorder that he has obviously suffered from. (We make that assertion on the basis of the complete absence of any prior symptomatology, the fact that he had functioned well in Iran as an Accountant and that when his delusional material is under control, he functions and presents himself very well indeed)."
14. On this point, the AAT was satisfied "that the reason [the author] no longer has delusional thoughts and is thinking more clearly about the current place of people such as [his victim] in his life has been his treatment with the drug Clorazil" and that "the likelihood of [the author] re-offending and so endangering the community, are so small as to be negligible while he remains on Clorazil"; "The drug Clorazil has been successful".
15. The author had actually become eligible for parole in July 1997, but the Parole Board deferred its decision due to the deportation proceedings set in train by the Minister. The Parole Board had before it a Psychiatric Report, dated 16 March 1998, it had requested from Consultant Psychiatrist Barrie Kenny stating inter alia "The fact that he developed this psychotic state, in detention, without a prior relevant history, strongly suggests that his psychotic state may well have been precipitated by the experience of prolonged detention."
16. On this issue, the Court found: "Given the findings of the AAT concerning what would be likely to happen to the applicant on return to Iran and its finding that a return to a psychotic state would be likely to bring him to the attention of the authorities and further, given that because of his ethnicity and religion he may lose his freedom, I find that the AAT's conclusion that the [author] does not have the protection of article 33 (1) of the Convention so unreasonable that no reasonable tribunal could so conclude. The AAT outlined circumstances where the [author], if returned to Iran, may, as a result of being ill, bring himself to the attention of the authorities and be incarcerated, at least in part as a result of those authorities discovering that he is an Assyrian Christian. It is absurd for the AAT to contend that the [author's] freedom would not thereby be threatened on account of his race and religion. Of course the trigger for the persecution may be his mental state, but once there exists the likelihood of persecution which is in part on account of a Convention based reason it matters little that the triggering of the persecution was a matter which is extraneous to a Convention based reason". [C] v. Minister for Immigration and Multicultural Affairs [citation deleted].
17. The Court accepted, nonetheless, that the author's "illness developed as a result of his detention pending the determination of his application for a protection visa. That application was ultimately determined in his favour. The illness was a significant factor causing [the author] to commit the crimes which gave rise to his liability to deportation". Minister for Immigration and Multicultural Affairs v. [C] [citation deleted].
18. It is not clear whether this was, or included, a decision on the request for revocation of the deportation order still pending from the Minister's deferral of that question on 15 October 1999.
19. See footnotes 5, 6, 7, 8, 9, 10, 11, 13 and 15, supra.
20. This is clarified by his subsequent (final) submissions of 21 September 2001. See paragraph 5.3 (with footnote 57), paragraph 6.3 and paragraphs 6.5 to 6.8.
21. ARJ v. Australia (No. 692/1996) and T. v. Australia (No. 706/1996), coupled with General Comment 20 on article 7.
22. In this connection the author supplies reports, dated 14 December 1994, 1 August 1997, and 19 November 1999, by Dr. Colin Rubinstein, Senior Lecturer in Middle East Politics (Monash University) and member of Victorian Ethnic Affairs Commission, detailing "real and effective discrimination against Christians", "effective intimidation", "the fiercest campaign since 1979 against the small Christian minority", including killings of clerics and arrests of apostates and a "gradual eradication of existing churches under legal pretences". The situation for minorities, including Christians, is "clearly degenerating" and "deteriorating rapidly". Accordingly, the author could expect a "high probability of vindictive retaliation" and "real persecution" in the event of his return.
23. No. 560/1993.
24. This is clarified by his subsequent (final) submissions of 21 September 2001. While the initial complaint appears confined to the initial period of detention, the State party's main submissions also address the second detention from the perspective of article 9 (see especially paragraphs 4.22-4.24 and 4.32-4.35).
25. Vuolanne v. Finland No. 265/1987.
26. Op. cit.
27. N.S. v. Canada No. 29/1978.
28. McGoldrick, G. (1991), The Human Rights Committee: Its role in the development of the International Covenant on Civil and Political Rights, Clarendon Press, Oxford; Nowak M. (1993), United Nations Covenant on Civil and Political Rights: CCPR Commentary, Engel, Kehl. Thus, acts previously found by the Committee to constitute torture include systematic beatings, electro-shocks, submersion in a mixture of water, blood and human waste, burns, and simulated executions or amputations. (Grille Motta v. Uruguay No. 11/1977; Burgos v. Uruguay No. 52/1979; Sendic v. Uruguay No 63/1979; Angel Estrella v. Uruguay No. 74/1980; Herrera Rubio v. Colombia No. 161/1983; and Lafuente v. Bolivia No. 176/1984.)
29. Violations have been found in the following categories of situations: direct assaults on persons, harsh conditions of detention, imposition of extended solitary confinement and inadequate medical and psychiatric treatment for detainees, with examples being administering severe corporal punishments (amputation, castration, sterilization, blinding and so forth), systematic beatings, electro shocks, burns, extended hanging from hand and/or leg chains, standing for great lengths of time, threats, detaining people bound and blindfolded, subjecting detainees to cold, giving detainees little to eat, detaining people incommunicado, as well as aggravated forms of carrying out a death sentence. See Carballal v. Uruguay No. 33/1978; Massiotti v. Uruguay No. 25/1978; Bequio v. Uruguay No. 88/1981; Cariboni v. Uruguay No. 159/1983; and Portorreal v. Dominican Republic No. 188/1984.
30. Such acts include arbitrary detention practices aimed at humiliating prisoners and making them feel insecure (for example, repeated solitary confinement, submission to cold and persistent relocation to a new cell): Conteris v. Uruguay No. 139/1983, and women prisoners hanging naked from handcuffs: Isoriano de Bouton v. Uruguay No. 37/1978 and Arzuaga Gilbao v. Uruguay No. 147/1983.
31. Op. cit., at 9.2.
32. Graham v. Jamaica No. 461/1991; Kindler v. Canada No. 470/1991; Johnson v. Jamaica No. 588/1994; Chaplin v. Jamaica No. 596/1994.
33. Davidson, G.C. and Neale, J.M. (1994), Abnormal Psychology (6th ed.), John Wiliey & Sons, Brisbane; Gottesman, I.I., McGuffin, P. and Farmer, A.E. (1987), Clinical genetics as "clues" to the real genetics of schizophrenia, Schizophrenia Bulletin, 13, 23-47; Dworking, R.H., Lenzenwenger, M.F. and Moldin, S.O. (1987), Genetics and the phenomenology of schizophrenia. In P.D. Harvey and E.F. Walker (Eds.), Positive and negative symptoms of psychosis, Elrbaum, Hillsdale, NJ; Gottesman, I.I. and Shields, J. (1972), Schizophrenia and genetics: A twin study vantage point, Academic Press, New York; Rosenthal, D. (1970), Genetic theory and abnormal behaviour, McGraw-Hill, New York; and Fischer, M. (1971), Psychosis in the off-spring of schizophrenic monozygotic twins and their normal co-twins, British Journal of Psychiatry, 118, 43-52.
34. CCPR General Comment 20; 10/04/92, paragraph 9.
35. ARJ v. Australia No. 692/1996.
36. Kindler v. Canada, op. cit., Cox v. Canada No. 539/1993; CCPR General Comment 20, 10/04/92.
37. Op. cit.
38. Ibid.
39. Hathaway, J.C. (1991), The law of refugee status, Butterworths, Toronto; Goodwin-Gill, G.S. (1996), The refugee in international law (2nd ed.), Clarendon Paperbacks, Oxford.
40. Goodwin-Gill, G.S. (1996), The refugee in international law (2nd ed.), Clarendon Paperbacks, Oxford.
41. See, supra, note 22.
42. E/CN.4/2000/35.
43. The State party cites the 17 September 2000 visit of President Khatami to an Assyrian church, stating that he wished to work towards "resolving differences and working towards all Iranians, Muslims or non-Muslims, to live together hand in hand and to benefit from the joys of a decent honourable life" (IRNA, 17 September 2000), the recent praise of an Iranian Archbishop for Iranian officials for safeguarding religious freedoms for ethnic minorities (IRNA, 30 July 2000), and the fact that in 1998 President Khatami was guest of honour at the Assyrian Universal Alliance annual conference.
44. E/CN.4/2000/35.
45. This is confirmed by the travaux préparatoires for the drafting of article 9, paragraph 1, reveal that the drafters explicitly contemplated detention of non-citizens for immigration control as an exception to the general rule that no person shall be deprived of his or her liberty.
46. In A v. Australia, op cit., the length of a period of immigration detention was a factor in assessing the detention as arbitrary, for "detention should not continue beyond the period for which the State can provide appropriate justification".
47. Response of the Australian Government, at paragraph 5, to the Views of the Committee in A v. Australia.
48. Ibid.
49. Submission by the Australian Government on Merits of A v. Australia.
50. The High Court has also determined that the mandatory detentions provisions are reasonable in terms of the domestic constitutional order: Lim v. Minister for Immigration and Ethnic Affairs (1992) 176 CLR 1.
51. S.75 (v) of the Constitution, and the writ of habeas corpus. It points to the High Court's consideration of the rationale of detention in coming to the conclusion that analogous mandatory detention provisions were constitutional in Lim v. Minister for Immigration , op.cit.
52. No. 373/1989.
53. RT v. France No. 262/1987, and Vicente v. Colombia No. 612/1995.
54. Ellis v. Jamaica No. 276/1988.
55. The author cites the rejection by the Executive of two recent reports by HREOC finding aspects of the State party's asylum policy in breach of international standards.
56. Lim v. Australia, op.cit.
57. See note 17 for references to the original reports. The additional psychiatric report, dated 7 May 2001, by Associate Professor Harry Minas, Centre for International Mental Health, found that "While genetic factors are important in conferring a predisposition to the development of such illness, it is very often the case that such an illness is precipitated by extreme stress. The stress of prolonged detention, drawn out legal proceedings, and uncertainty as to his fate would be sufficient to precipitate such an illness in a person with the necessary predisposition." The author was now considered to have been "clinically well for at least two, possibly three, years".
58. Supra, at paragraph 2.6.
59. E/CN.4/2001/39.
60. Reports by Prof. McGorry, dated 17 March 2000, Dr. Kenny, 7 March 2000, and Dr. Kulkarni, 10 March 2000.
61 Associate Professor Harry Minas, Centre for International Health, 7 May 2001 (see footnote 57, supra).
62. Op cit.
63. In Maille v. France (689/1996), the communication was held inadmissible for failure to exhaust administrative remedies.
64. Op cit.
65. Op cit.
66. The author again cites Ellis v. Jamaica, op.cit.
67. In Dougoz v. Greece (Appln. 40907/98, judgement of 6 March 2001), the European Court of Human Rights held that detention conditions of an asylum-seeker, including the inordinate length of detention, amounted to inhuman and degrading treatment. It also found the detention to be arbitrary, and that there was no effective remedy available by which the lawfulness of detention could be challenged. Similarly, in Saasi v. Secretary of State (Home Department) (High Court of the United Kingdom, judgement of 7 September 2001), mandatory detention of asylum-seekers without justification in each individual case was found to be arbitrary.
68. Lim v. Australia (1992) 176 CLR 1 (HCA).
69. A v. Australia, op. cit., at para. 9.4.