Rules of Procedure of the Committee on the Elimination of Racial Discrimination, CERD/C/35/Rev.3, 01/01/89.


 

CONTENTS

Introduction

Explanatory note


RULES OF PROCEDURE

Rule PART ONE. GENERAL RULES


I. SESSIONS

1. Regular sessions

2. Dates of sessions

3. Special sessions

4. Notification of opening date of sessions

5. Place of sessions


II. AGENDA

6. Provisional agenda for regular sessions

7. Provisional agenda for special sessions

8. Adoption of the agenda

9. Revision of the agenda

10. Transmission of the provisional agenda and basic documents


III. MEMBERS OF THE COMMITTEE


11. Members

12. Beginning of term of office

13. Filling of casual vacancies

14. Solemn declaration


IV. OFFICERS

15. Elections

16. Term of office

17. Position of Chairman in relation to the Committee

18. Acting Chairman

19. Powers and duties of the Acting Chairman

20. Replacement of officers


V. SECRETARIAT


21. Duties of the Secretary-General

22. Statements

23. Servicing of meetings

24. Keeping the members informed

25. Financial implications of proposals


VI. LANGUAGES


26. Official and working languages

27. Interpretation from an official language

28. Interpretation from an unofficial language

29. Languages of records

30. Languages of formal decisions and official documents


VII. PUBLIC AND PRIVATE MEETINGS

31. Public and private meetings

32. Issue of communiques concerning private meetings


VIII. RECORDS

33. Correction of provisional summary records

34. Distribution of summary records

IX. DISTRIBUTION OF REPORTS AND OTHER OFFICIAL DOCUMENTS OF THE COMMITTEE
35. Distribution of official documents

X. CONDUCT OF BUSINESS

36. Quorum

37. Powers of the Chairman

38. Points of order

39. Time-limit for statements

40. List of speakers

41. Suspension or adjournment of meetings

42. Adjournment of debate

43. Closure of debate

44. Order of motions

45. Submission of proposals

46. Decisions on competence

47. Withdrawal of motions

48. Reconsideration of proposals


XI. VOTING

49. Voting rights

50. Adoption of decisions

51. Equally divided votes

52. Method of voting

53. Roll-call votes

54. Conduct during voting and explanation of votes

55. Division of proposals

56. Order of voting on amendments

57. Order of voting on proposals


XII. ELECTIONS

58. Method of elections

59. Conduct of elections when only one elective place is to be filled

60. Conduct of elections when two or more elective places are to be filled


XIII. SUBSIDIARY BODIES

61. Establishment of subsidiary bodies

XIV. ANNUAL REPORT OF THE COMMITTEE

62. Annual report


PART TWO. RULES RELATING TO THE FUNCTIONS OF THE COMMITTEE

XV. REPORTS AND INFORMATION FROM STATES PARTIES
UNDER ARTICLE 9 OF THE CONVENTION

63. Form and contents of reports

64. Attendance by States parties at examination of reports

65. Request for additional information

66. Non-receipt of reports

67. Suggestions and general recommendations

68. Transmission of suggestions and general recommendations


XVI. COMMUNICATIONS FROM STATES PARTIES UNDER ARTICLE 11 OF THE CONVENTION
69. Method of dealing with communications from States parties

70. Request for information

71. Notification to the States parties concerned


XVII. ESTABLISHMENT AND FUNCTIONS OF THE AD HOC CONCILIATION COMMISSION
UNDER ARTICLES 12 AND 13 OF THE CONVENTION

72. Consultations on the composition of the Commission

73. Appointment of members of the Commission

74. Appointment of members of the Commission

75. Solemn declaration by members of the Commission

76. Filling of vacancies in the Commission

77. Transmission of information to members of the Commission

78. Report of the Commission

79. Keeping members of the Committee informed


XVIII. PROCEDURE FOR CONSIDERING COMMUNICATIONS FROM INDIVIDUALS OR GROUPS OF INDIVIDUALS UNDER ARTICLE 14 OF THE CONVENTION


A. General provisions

80. Competence of the Committee

81. National bodies

82. Certified copies of registers of petitions

83. Record of communications received by the Secretary-General

84. Information to be contained in a communication

85. Transmission of communications to the Committee


B. Procedure for determining admissibility of communications

86. Method of dealing with communications

87. Establishment of a working group

88. Meetings

89. Inability of a member to take part in the examination of a communication

90. Withdrawal of a member

91. Conditions for admissibility of communications

92. Additional information, clarifications and observations

93. Inadmissible communications


C. Considerations of communications on their merits

94. Method of dealing with admissible communications

95. Opinion of the Committee on admissible communications and the Committee's suggestions and recommendations

96. Summaries in the Committee's annual report

97. Press communiques


PART THREE. INTERPRETATION AND AMENDMENTS

XIX. INTERPRETATION AND AMENDMENTS


98. Underlined headings

99. Amendments


Annex


Decision 2 (VI). Co-operation with the International Labor Organization (ILO) and the United Nations Educational, Scientific and Cultural Organization (UNESCO)


INTRODUCTION

1. At its first and second sessions, the Committee on the Elimination of Racial Discrimination adopted 78 provisional rules of procedure based on texts prepared by the Secretary-General. 1/

2. At its fourth session, the Committee, by decision 1 (IV), amended rule 36 (previously provisional rule 35). 2/

3. At its fifth session, the Committee, by decision 1 (V), adopted rule 64 (previously provisional rule 64 A). 3/

4. At the same session, the Committee, by decision 2 (V), adopted rule 67 (previously provisional rule 66 A). 4/

5. At its seventh session, the Committee, by decision 2 (VII), amended rule 13. 5/

6. At the same session, the Committee, by decision 1 (VII), amended rule 58 (previously provisional rule 56). 6/

7. At its seventeenth session, the Committee, by decision 1 (XVII) , amended rule 34. 7/

8. At the same session, the Committee, by decision 2 (XVII), amended rule 35 (previously provisional rule 62). 8/

9. At its twenty-seventh session, the Committee adopted rules 80 to 93, with the exception of subparagraph (a) and the second part of subparagraph (b) of rule 91 which were adopted at the twenty-eighth session (previously provisional rules 79 to 92). 9/

10. At the same session, the Committee adopted paragraphs 1 to 4 of rule 94 (previously provisional rule 93). 10/

11. At its twenty-eighth session, the Committee adopted subparagraph (a) and the second part of subparagraph (b) of rule 91 and paragraphs 5 and 6 of rule 94 which had been left pending at its twenty-seventh session. ll/

12. At the same session, the Committee adopted rules 95 to 97 (previously provisional rules 94 to 96). 12/

13. At its twenty-ninth session, the Committee decided to delete the word "provisional" in its rules of procedure. 13/

14. At the same session, the Committee amended rules 27 and 28. 14/

15. At the same session, the Committee adopted rule 98. 15/

16. At the same session, the Committee also took the following decisions:

(a) To include a new part three entitled "Interpretation and amendments" at the end of its rules of procedure, incorporating under this new part provisional rule 63 which became rule 99, and

(b) To incorporate titles to the rules of procedure as well as a table of contents. 16/


EXPLANATORY NOTE

Attention is drawn to rule 98, which provides that the underlined headings of the rules, which were inserted for reference purposes only, shall be disregarded in the interpretation of the rules.


RULES OF PROCEDURE


PART ONE. GENERAL RULES


I. SESSIONS

Regular sessions


Rule 1

The Committee on the Elimination of Racial Discrimination (hereinafter referred to as "the Committee"), established under the International Convention on the Elimination of All Forms of Racial Discrimination (hereinafter referred to as "the Convention"), shall hold two regular sessions each year.

Dates of sessions


Rule 2

Regular sessions of the Committee shall be convened at dates decided by the Committee in consultation with the Secretary-General of the United Nations (hereinafter referred to as "the Secretary-General"), taking into account the calendar of conferences as approved by the General Assembly.

Special sessions


Rule 3

1. Special sessions of the Committee shall be convened by decision of the Committee. When the Committee is not in session, the Chairman may convene special sessions of the Committee in consultation with the other officers of the Committee. The Chairman of the Committee shall also convene special sessions:

(a) At the request of a majority of the members of the Committee;

(b) At the request of a State party to the Convention.

2. Special sessions shall be convened as soon as possible at a date fixed by the Chairman in consultation with the Secretary-General and with the other officers of the Committee, taking into account the calendar of conferences as approved by the General Assembly.

Notification of opening date of sessions


Rule 4

The Secretary-General shall notify the members of the Committee of the date and place of the first meeting of each session. Such notifications shall be sent, in the case of regular sessions, at least 30 days in advance, and in the case of a special session, at least 18 days in advance, of the first meeting.

Place of sessions


Rule 5

Sessions of the Committee shall normally be held at the Headquarters of the United Nations. Another place for a session may be designated by the Committee in consultation with the Secretary-General, taking into account the relevant rules of the United Nations on the subject.


II. AGENDA

Provisional agenda for regular sessions

Rule 6


The provisional agenda of each regular session shall be prepared by the Secretary-General in consultation with the Chairman of the Committee, in conformity with the relevant provisions of articles 9, 11, 12, 13, 14 and 15 of the Convention, and shall include:

(a) Any item decided upon by the Committee at a previous session;

(b) Any item proposed by the Chairman of the Committee;

(c) Any item proposed by a State party to the Convention;

(d) Any item proposed by a member of the Committee;

(e) Any item proposed by the Secretary-General.

Provisional agenda for special sessions


Rule 7

The provisional agenda for a special session of the Committee shall consist only of those items which are proposed for its consideration at that special session.

Adoption of the agenda


Rule 8

The first item on the provisional agenda of any session shall be the adoption of the agenda, except for the election of the officers when required under rule 15.

Revision of the agenda


Rule 9

During a session, the Committee may revise the agenda and may, as appropriate, add, defer or delete items.

Transmission of the provisional agenda and basic documents


Rule 10

The provisional agenda and basic documents relating to items appearing thereon shall be transmitted to the members of the Committee by the Secretary-General as early as possible. The provisional agenda of a special session shall be transmitted to the members of the Committee by the Secretary-General simultaneously with the notification of the meeting under rule 4.

III. MEMBERS OF THE COMMITTEE

Members


Rule 11

Members of the Committee shall be the 18 experts designated in accordance with article 8 of the Convention.

Beginning of term of office


Rule 12

The members of the Committee elected at the first election shall begin their term of office on the date of the first meeting of the Committee. In the case of members of the Committee elected at subsequent elections, their term of office shall begin on the day following the date of the expiration of the term of office of the members of the Committee whom they replace.

Filling of casual vacancies


Rule 13

1. When a casual vacancy occurs in the Committee the Secretary-General shall immediately request the State party whose expert has ceased to function as a member of the Committee to appoint another expert from among its nationals within two months to serve for the remainder of his predecessor's term. The name of the expert so appointed shall be submitted by the Secretary-General to the Committee for approval by secret ballot.

2. After the approval of the expert by the Committee, the Secretary-General shall notify the States parties to the Convention of the name of the member of the Committee filling a casual vacancy.

3. Except in the case of a vacancy arising from a member's death or disability, the Secretary-General and the Committee shall act in accordance with the provisions of paragraphs 1 and 2 of the present rule only after receiving, from the member concerned, written notification of his decision to cease to function as a member of the Committee.

Solemn declaration


Rule 14

Upon assuming his duties, each member of the Committee shall make the following solemn declaration in open Committee:

"I solemnly declare that I will perform my duties and exercise my powers as a member of the Committee on the Elimination of Racial Discrimination honorably, faithfully, impartially and conscientiously".


IV. OFFICERS

Elections


Rule 15

The Committee shall elect from among its own members a Chairman, three Vice-Chairmen and a Rapporteur.

Term of office


Rule 16

The officers of the Committee shall be elected for a term of two years. They shall be eligible for re-election. None of them, however, may hold office if he ceases to be a member of the Committee.

Position of Chairman in relation to the Committee


Rule 17

In exercising his functions as Chairman, the Chairman shall remain under the authority of the Committee.

Acting Chairman


Rule 18

If the Chairman is unable to be present at a meeting or any part thereof, he shall designate one of the Vice-Chairmen to act in his place.

Powers and duties of the Acting Chairman


Rule 19

A Vice-Chairman acting as Chairman shall have the same powers and duties as the Chairman.

Replacement of officers


Rule 20

If any of the officers of the Committee ceases or declares his inability to function as a member of the Committee or, for any reason , is no longer able to act as an officer, a new officer shall be elected for the unexpired term of his predecessor.


V. SECRETARIAT

Duties of the Secretary-General

Rule 21

The secretariat of the Committee and of such subsidiary bodies as may be established by the Committee (hereinafter referred to as lithe Secretariat") shall be provided by the Secretary-General.

Statements


Rule 22

The Secretary-General or his representative shall be present at all meetings of the Committee. He or his representative may, subject to rule 37, make either oral or written statements to the meetings of the Committee or its subsidiary bodies.

Servicing of meetings


Rule 23

The Secretary-General shall be responsible for all the necessary arrangements for meetings of the Committee and its subsidiary bodies.

Keeping the members informed


Rule 24

The Secretary-General shall be responsible for keeping the members of the Committee informed of any questions which may be brought before it for consideration.

Financial implications of proposals


Rule 25

Before any proposal which involves expenditures is approved by the Committee or by any of its subsidiary bodies, the Secretary-General shall prepare and circulate to its members, as early as possible, an estimate of the cost involved in the proposal. It shall be the duty of the Chairman to draw the attention of members to this estimate and to invite discussions on it when the proposal is considered by the Committee or by a subsidiary body.


VI. LANGUAGES

Official and working languages


Rule 26

Chinese, English, French, Russian and Spanish shall be the official languages and English, French, Russian and Spanish the working languages of the Committee.

Interpretation from an official language


Rule 27

Speeches made in any of the official languages shall be interpreted into the other official languages.

Interpretation from an unofficial language


Rule 28

Any person appearing before the Committee, may make a speech in a language other than the official languages. In this case, he shall himself provide for interpretation into one of the official languages. Interpretation into the other official languages by the interpreters of the Secretariat may be based on the interpretation in the first official language.

Languages of records


Rule 29

Summary records of meetings of the Committee shall be drawn up in the working languages.

Languages of formal decisions and official documents


Rule 30

All formal decisions of the Committee shall be made available in the official languages. All official documents of the Committee shall be issued in the working languages, and any of them may be issued in the other official language upon the decision of the Committee.


VII. PUBLIC AND PRIVATE MEETINGS

Public and private meetings

Rule 31

The meetings of the Committee and its subsidiary bodies shall be held in public, unless the Committee decides otherwise, or it appears from the relevant provisions of the Convention that the meeting should be held in private.

Issue of communiques concerning private meetings


Rule 32

At the close of each private meeting the Committee or its subsidiary body may issue a communique through the Secretary-General.


VIII. RECORDS

Correction of provisional summary records


Rule 33

Summary records of the public and private meetings of the Committee and its subsidiary bodies shall be prepared by the Secretariat. They shall be distributed in provisional form as soon as possible to the members of the Committee, and to any others participating in the meetings. All such participants may, within three working days of the receipt of the provisional records of the meetings, submit corrections to the Secretariat. Any disagreement concerning such corrections shall be decided by the Chairman of the Committee or the Chairman of the subsidiary body to which the record relates or, in case of continued disagreement, by decision of the Committee or of the subsidiary body.

Distribution of summary records


Rule 34

1. The summary records of public meetings in their final form shall be documents for general distribution.

2. The summary records of private meetings shall be distributed to the members of the Committee and to other participants in the meetings. They may be made available to others upon decision of the Committee at such time and under such conditions as the Committee may decide.


IX. DISTRIBUTION OF REPORTS AND OTHER OFFICIAL DOCUMENTS OF THE COMMITTEE

Distribution of official documents


Rule 35

1. Without prejudice to the provisions of rule 34 of these rules of procedure and subject to paragraphs 2 and 3 of the present rule, reports, formal decisions and all other official documents of the Committee and its subsidiary bodies shall be documents for general distribution, unless the Committee decides otherwise.

2. Reports, formal decisions and other official documents of the Committee and its subsidiary bodies relating to articles 11, 12 and 13 and article 14 of the Convention shall be distributed by the Secretariat to all members of the Committee, to the States parties concerned and, as may be decided by the Committee, to members of its subsidiary bodies and to others concerned.

3. Reports and additional information submitted by States parties under article 9 of the Convention shall be documents for general distribution, unless the State party concerned requests otherwise.


X. CONDUCT OF BUSINESS

Quorum


Rule 36

A majority of the members of the Committee shall constitute a quorum. The presence of two thirds of the members of the Committee is, however, required for a decision to be taken.

Powers of the Chairman


Rule 37

In addition to exercising the powers conferred upon him by the Convention and elsewhere by these rules, the Chairman shall declare the opening and closing of each meeting of the Committee, shall direct the discussion, ensure observance of these rules, accord the right to speak put questions to the vote and announce decisions. The Chairman, subject to these rules, shall have control of the proceedings of the Committee and over the maintenance of order at its meetings. The Chairman may, in the course of the discussion of an item, propose to the Committee the limitation of the time to be allowed to speakers, the limitation of the number of times each speaker may speak on any question and the closure of the list of speakers. He shall rule on points of order. He may also propose the adjournment or the closure of the debate or the adjournment or the suspension of a meeting. Debate shall be confined to the question before the Committee, and the Chairman may call a speaker to order if his remarks are not relevant to the subject under discussion.

Points of order


Rule 38

During the discussion of any matter, a member may, at any time, raise a point of order, and such point of order shall immediately be decided upon by the Chairman in accordance with the rules of procedure. Any appeal against the ruling of the Chairman shall immediately be put to the vote, and the ruling of the Chairman shall stand unless overruled by a majority of the members present and voting. A member raising a point of order may not speak on the substance of the matter under discussion.

Time-limit for statements


Rule 39

The Committee may limit the time allowed to each speaker on any question. When debate is limited and a member or representative exceeds his allotted time, the Chairman shall call him to order without delay.

List of speakers


Rule 40

During the course of a debate, the Chairman may announce the list of speakers and, with the consent of the Committee, declare the list closed. The Chairman may, however, accord the right of reply to any member or representative if a speech delivered after he has declared the list Closed makes this desirable. When the debate on an item is concluded because there are no other speakers, the Chairman shall declare the debate closed. Such closure shall have the same effect as closure by the consent of the Committee.

Suspension or adjournment of meetings


Rule 41

During the discussion of any matter, a member may move the suspension or the adjournment of the meeting. No discussion on such motions shall be permitted, and they shall immediately be put to the vote.

Adjournment of debate


Rule 42

During the discussion of any matter, a member may move the adjournment of the debate on the item under discussion. In addition to the proposer of the motion, one member may speak in favor of and one against the motion, after which the motion shall immediately be put to the vote.

Closure of debate


Rule 43

A member may, at any time, move the closure of the debate on the item under discussion, whether or not any other member or representative has signified his wish to speak. Permission to speak on the Closure of the debate shall be accorded only to two speakers opposing the Closure, after which the motion shall immediately be put to the vote.

Order of motions


Rule 44

Subject to rule 38, the following motions shall have precedence in the following order over all other proposals or motions before the meeting:

(a) To suspend the meeting;

(b) To adjourn the meeting;

(c) To adjourn the debate on the item under discussion;

(d) For the closure of the debate on the item under discussion.

Submission of proposals


Rule 45

Unless otherwise decided by the Committee, proposals and substantive amendments or motions submitted by members shall be introduced in writing and handed to the Secretariat, and their consideration shall, if so requested by any member, be deferred until the next meeting on a following day.

Decisions on competence


Rule 46

Subject to rule 44, any motion by a member calling for a decision on the competence of the Committee to adopt a proposal submitted to it shall be put to the vote immediately before a vote is taken on the proposal in question.

Withdrawal of motions


Rule 47

A motion may be withdrawn by the member who proposed it at any time before voting on it has commenced, provided that the motion has not been amended. A motion which has thus been withdrawn may be reintroduced by any member.

Reconsiderations of proposals


Rule 48

When a proposal has been adopted or rejected, it may not be reconsidered at the same session unless the Committee, by a two-thirds majority of its members present and voting, so decides. Permission to speak on a motion to reconsider shall be accorded only to two speakers in favor of the motion and to two speakers opposing the motion, after which it shall be immediately put to the vote.


XI. VOTING

Voting rights


Rule 49

Each member of the Committee shall have one vote.

Adoption of decisions


Rule 50

Except as otherwise provided in the Convention and elsewhere in these rules, decisions of the Committee shall be made by a majority of the members present and voting. For the purpose of these rules, "members present and voting" means members casting an affirmative or negative vote. Members who abstain from voting are considered as not voting.

Equally divided votes


Rule 51

If a vote is equally divided on matters other than elections, the proposal shall be regarded as rejected.

Method of voting


Rule 52

Subject to rule 58, the Committee normally shall vote by show of hands, except that any member may request a roll-call, which shall be taken in the English alphabetical order of the names of the members of the Committee.

Roll-call votes


Rule 53

The vote of each member participating in any roll-call shall be inserted in the record.

Conduct during voting and explanation of votes


Rule 54

After the voting has commenced, there shall be no interruption of the voting except on a point of order by a member in connection with the actual conduct of the voting. Brief statements by members consisting solely in explanations of their votes may be permitted by the Chairman before the voting has commenced or after the voting has been completed.

Division of proposals


Rule 55

Parts of a proposal shall be voted on separately if a member requests that the proposal be divided. Those parts of the proposal which have been approved shall then be put to the vote as a whole; if all the operative parts of a proposal have been rejected, the proposal shall be considered to have been rejected as a whole.

Order of voting on amendments


Rule 56

1. When an amendment to a proposal is moved, the amendment shall be voted on first. When two or more amendments to a proposal are moved, the Committee shall first vote on the amendment furthest removed in substance from the original proposal and then on the amendment next furthest removed therefrom, and so on, until all amendments have been put to the vote. If one or more amendments are adopted, the amended proposal shall then be voted upon.

2. A motion is considered an amendment to a proposal if it merely adds to, deletes from or revises part of that proposal.

Order of voting on proposals


Rule 57

1. If two or more proposals relate to the same question, the Committee shall, unless it decides otherwise, vote on the proposals in the order in which they have been submitted.

2. The Committee may, after each vote on a proposal, decide whether to vote on the next proposal.

3. Any motions requiring that no decision be taken on the substance of such proposals, however, shall be considered as previous questions and shall be put to the vote before them.


XII. ELECTIONS

Method of elections


Rule 58

Elections shall be held by secret ballot, unless the Committee decides otherwise in the case of elections to fill a place for which there is only one candidate.

Conduct of elections when only one elective place is to be filled


Rule 59

When only one person or member is to be elected and no candidate obtains in the first ballot the majority required, a second ballot shall be taken, which shall be restricted to the two candidates obtaining the largest number of votes. If in the second ballot the votes are equally divided, and a majority is required, the Chairman shall decide between the candidates by drawing lots. If a two-thirds majority is required , the balloting shall be continued until one candidate secures two thirds of the votes cast, provided that, after the third inconclusive ballot, votes may be cast for any eligible member. If three such unrestricted ballots are inconclusive, the next three ballots shall be restricted to the two candidates who obtain the greatest number of votes in the third of the unrestricted ballots , and the following three ballots thereafter shall be unrestricted, and so on until a person or member is elected.

Conduct of elections when two or more elective places are to be filled


Rule 60

When two or more elective places are to be filled at one time under the same conditions, those candidates obtaining in the first ballot the majority required shall be elected. If the number of candidates obtaining such majority is less than the number of persons or members to be elected, there shall be additional ballots to fill the remaining places, the voting being restricted to the candidates obtaining the greatest number of votes in the previous ballot, to a number not more than twice the places remaining to be filled, provided that, after the third inconclusive ballot votes may be cast for any eligible person or member. If three such unrestricted ballots are inconclusive, the next three ballots shall be restricted to the candidates who obtain the greatest number of votes in the third of the unrestricted ballots, to a number not more than twice the places remaining to be filled, and the following three ballots thereafter shall be unrestricted, and so on until all the places have been filled.


XIII. SUBSIDIARY BODIES

Establishment of subsidiary bodies


Rule 61

1. The Committee may, in accordance with the provisions of the Convention and subject to the provisions of rule 25, set up such sub-committees and other ad hoc subsidiary bodies as it deems necessary and define their Composition and mandates.

2. Each subsidiary body shall elect its own officers and adopt its own rules of procedure.


XIV. ANNUAL REPORT OF THE COMMITTEE

Annual report

Rule 62

The Committee shall report annually through the Secretary-General to the General Assembly, as provided in the Convention.


PART TWO. RULES RELATING TO THE FUNCTIONS OF THE COMMITTEE


XV. REPORTS AND INFORMATION FROM STATES PARTIES UNDER ARTICLE 9 OF THE CONVENTION

Form and contents of reports


Rule 63

The Committee may, through the Secretary-General, inform the States parties of its Wishes regarding the form and contents of the periodic reports required to be submitted under article 9 of the Convention.

Attendance by States parties at examination of reports


Rule 64

The Committee shall, through the Secretary-General, notify the States parties (as early as possible) of the opening date, duration and place of the session at which their respective reports will be examined. Representatives of the States parties may be present at the meetings of the Committee when their reports are examined. The Committee may also inform a State party from which it decides to seek further information that it may authorize its representative to be present at a specified meeting. Such a representative should be able to answer questions which may be put to him by the Committee and make statements on reports already submitted by his State, and may also submit additional information from his State.

Request for additional information


Rule 65

If the Committee decides to request an additional report or further information from a State party under the provisions of article 9, paragraph 1, of the Convention, it may indicate the manner as well as the time within which such additional report or further information shall be supplied and shall transmit its decision to the Secretary-General for communication, within two weeks, to the State party concerned.

Non-receipt of reports


Rule 66

1. At each session, the Secretary-General shall notify the Committee of all cases of non-receipt of reports or additional information, as the case may be, provided for under article 9 of the Convention. The Committee, in such cases, may transmit to the State party concerned, through the Secretary-General, a reminder concerning the submission of the report or additional information.

2. If even after the reminder, referred to in paragraph 1 of this rule, the State party does not submit the report or additional information required under article 9 of the Convention, the Committee shall include a reference to this effect in its annual report to the General Assembly.

Suggestions and general recommendations


Rule 67

1. When considering a report submitted by a State party under article 9, the Committee shall first determine whether the report provides the information referred to in the relevant communications of the Committee.

2. If a report of the State party to the Convention, in the opinion of the Committee, does not contain sufficient information, the Committee may request that State to furnish additional information.

3. If, on the basis of its examination of the reports and information supplied by the State party, the Committee determines that some of the obligations of that State under the Convention have not been discharged, it may make suggestions and general recommendations in accordance with article 9, paragraph 2, of the Convention.

Transmission of suggestions and general recommendations


Rule 68

1. Suggestions and general recommendations made by the Committee based on the examination of the reports and information received from States parties under article 9, paragraph 2, of the Convention shall be communicated by the Committee through the Secretary-General to the States parties for their comments.

2. The Committee may, where necessary, indicate a time-limit within which comments from States parties are to be received.

3. Suggestions and general recommendations of the Committee, referred to in paragraph 1, shall be reported to the General Assembly, together with comments, if any, from States parties.


XVI. COMMUNICATIONS FROM STATES PARTIES UNDER ARTICLE 11 OF THE CONVENTION

Method of dealing with communications from States parties


Rule 69

1. When a matter is brought to the attention of the Committee by a State party in accordance with article 11, paragraph 1, of the Convention, the Committee shall examine it at a private meeting and shall then transmit it to the State party concerned through the Secretary-General. The Committee in examining the communications shall not consider its substance. Any action at this stage by the Committee in respect of the communication shall in no way be construed as an expression of its views on the substance of the communication.

2. If the Committee is not in session, the Chairman shall bring the matter to the attention of its members by transmitting copies of the communication and requesting their consent to transmit such communication on behalf of the Committee, to the State party concerned in compliance with article 11, paragraph 1. The Chairman shall also specify a time-limit of three weeks for their replies.

3. Upon receipt of the consent of the majority of the members, or, if within the specified time-limit no replies are received, the Chairman shall transmit the communication to the State party concerned, through the Secretary-General, without delay.

4. In the event of any replies being received which represent the views of the majority of the Committee, the Chairman, while acting in accordance with such replies, shall bear in mind the requirement of urgency in transmitting the communication to the State party concerned on behalf of the Committee.

5. The Committee, or the Chairman on behalf of the Committee, shall remind the receiving State that the time-limit for submission of its written explanations or statement under the Convention is three months.

6. When the Committee receives the explanations or statements of the receiving State, the procedure laid down above shall be followed with respect to the transmission of those explanations or statements to the State party submitting the initial communication.

Request for information


Rule 70

The Committee may call upon the States parties concerned to supply information relevant to the application of article 11 of the Convention. The Committee may indicate the manner as well as the time within which such information shall be supplied.

Notification to the States parties concerned


Rule 71

If any matter is submitted for consideration by the Committee under paragraph 2 of article 11 of the Convention, the Chairman, through the Secretary-General, shall inform the States parties concerned of the forthcoming consideration of this matter not later than 30 days in advance of the first meeting of the Committee, in the case of a regular session, and at least 18 days in advance of the first meeting of the Committee, in the case of a special session.


XVII. ESTABLISHMENT AND FUNCTIONS OF THE AD HOC CONCILIATION COMMISSION UNDER ARTICLES 12 AND 13 OF THE CONVENTION

Consultations on the composition of the Commission


Rule 72

After the Committee has obtained and collated all the information it thinks necessary as regards a dispute that has arisen under article 11, paragraph 2, of the Convention, the Chairman shall notify the States parties to the dispute and undertake consultations with them concerning the composition of the Ad Hoc Conciliation Commission (hereinafter referred to as "the Commission"), in accordance with article 12 of the Convention.

Appointment of members of the Commission


Rule 73

Upon receiving the unanimous consent of the States parties to the dispute regarding the composition of the Commission, the Chairman shall proceed to the appointment of the members of the Commission and shall inform the States parties to the dispute of the composition of the Commission.


Rule 74

1. If within three months of the Chairman's notification as provided in rule 72 above, the States parties to the dispute fail to reach agreement on all or part of the composition of the Commission, the Chairman shall then bring the situation to the attention of the Committee which shall proceed according to article 12, paragraph 1 (b), of the Convention at its next session.

2. Upon the completion of the election, the Chairman shall inform the States parties to the dispute of the composition of the Commission.

Solemn declaration by members of the Commission


Rule 75

Upon assuming his duties, each member of the Commission shall make the following solemn declaration at the first meeting of the Commission:

"I solemnly declare that I will perform my duties and exercise my powers as a member of the Ad Hoc Conciliation Commission honorably, faithfully, impartially and conscientiously".

Filling of vacancies in the Commission


Rule 76

Whenever a vacancy arises in the Commission, the Chairman of the Committee shall fill the vacancy as soon as possible in accordance with procedures laid down in rules 72 to 74. He shall proceed with filling such vacancy upon receipt of a report from the Commission or upon a notification by the Secretary-General.

Transmission of information to members of the Commission


Rule 77

The information obtained and collated by the Committee shall be made available by its Chairman, through the Secretary-General, to the members of the Commission at the time of notifying the members of the Commission of the date of the first meeting of the Commission.

Report of the Commission


Rule 78

1. The Chairman of the Committee shall communicate the report of the Commission referred to in article 13 of the Convention as soon as possible after its receipt to each of the States parties to the dispute and to the members of the Committee.

2. The States parties to the dispute, shall, within three months after the receipt of the Commission's report, inform the Chairman of the Committee whether or not they accept the recommendations contained in the report of the Commission. The Chairman shall transmit the information received from the States parties to the dispute to the members of the Committee.

3. After the expiry of the time-limit provided for in the preceding paragraph, the Chairman of the Committee shall communicate the report of the Commission and any declaration of States parties concerned to the other States parties to the Convention.

Keeping members of the Committee informed


Rule 79

The Chairman of the Committee shall keep the members of the Committee informed of his actions under rules 73 to 78.


XVIII. PROCEDURES FOR CONSIDERING COMMUNICATIONS FROM INDIVIDUALS OR GROUPS OF INDIVIDUALS UNDER ARTICLE 14 OF THE CONVENTION


A. General provisions

Competence of the Committee

Rule 80

1. The Committee shall be competent to receive and consider communications and exercise the functions provided for in article 14 of the Convention only when at least 10 States parties are bound by declarations recognizing the competence of the Committee in conformity with paragraph 1 thereof.

2. The Secretary-General shall transmit to the other States parties copies of the declarations deposited with him by States parties recognizing the competence of the Committee.

3. Consideration of communications pending before the Committee shall not be affected by the withdrawal of a declaration made under article 14 of the Convention.

4. The Secretary-General shall inform the other States parties of the name, composition and functions of any national legal body which has been established or indicated by a State party, in conformity with paragraph 3 of article 14.

National bodies


Rule 81

The Secretary-General shall keep the Committee informed of the name, composition and functions of any national legal body established or indicated under paragraph 2 of article 14 as competent to receive and consider petitions from individuals or groups of individuals claiming to be victims of a violation of any of the rights set forth in the Convention.

Certified copies of registers of petitions


Rule 82

1. The Secretary-General shall keep the Committee informed of the contents of all certified copies of the register of petitions filed with him in accordance with paragraph 4 of article 14.

2. The Secretary-General may request clarifications from the States parties concerning the certified copies of the registers of petitions emanating from the national legal bodies responsible for such registers.

3. The contents of the certified copies of the registers of petitions transmitted to the Secretary-General shall not be publicly disclosed.

Record of communications received by the Secretary-General


Rule 83

1. The Secretary-General shall keep a record of all communications which are or appear to be submitted to the Committee by individuals or groups of individuals claiming to be victims of a violation of any of the rights set forth in the Convention and who are subject to the jurisdiction of a State party bound by a declaration under article 14.

2. The Secretary-General may, if he deems it necessary, request clarification of the author of a communication as to his wish to have his communication submitted to the Committee for consideration under article 14. In case of doubt as to the wish of the author, the Committee shall be seized of the communication.

3. No communication shall be received by the Committee or included in a list under rule 85 below if it concerns a State party which has not made a declaration as provided for in paragraph 1 of article 14.

Information to be contained in a communication


Rule 84

1. The Secretary-General may request clarification from the author of a communication concerning the applicability of article 14 to his communication, in particular:

(a) The name, address, age and occupation of the author and the verification of his identity;

(b) The name(s) of the State party or States parties against which the communication is directed;

(c) The object of the communication;

(d) The provision or provisions of the Convention alleged to have been violated;

(e) The facts of the claim;

(f) Steps taken by the author to exhaust domestic remedies, including pertinent documents;

(g) The extent to which the same matter is being examined under another procedure of international investigation or settlement.

2. When requesting clarification or information, the Secretary-General shall indicate an appropriate time-limit to the author of the communication with a view to avoiding undue delays in the procedure.

3. The Committee may approve a questionnaire for the purpose of requesting the above-mentioned information from the author of the communication.

4. The request for clarification referred to in paragraph 1 of the present rule shall not preclude the inclusion of the communication in the list provided for in rule 85, paragraph 1, below.

5. The Secretary-General shall inform the author of a communication of the procedure that will be followed and that the text of his communication shall be transmitted confidentially to the State party concerned in accordance with paragraph 6 (a) of article 14.

Transmission of communications to the Committee


Rule 85

1. The Secretary-General shall summarize each communication thus received and shall place the summaries, individually or in composite lists of communications, before the Committee at its next regular session, together with the relevant certified copies of the registers of petitions kept by the national legal body of the country concerned and filed with the Secretary-General in compliance with paragraph 4 of article 14.

2. The Secretary-General shall draw the attention of the Committee to those cases for which certified copies of the registers of petitions have not been received.

3. The contents of replies to requests for clarification and relevant subsequent submissions from either the author of the communication or the State party concerned shall be placed before the Committee in a suitable form.

4. An original case file shall be kept for each summarized communication. The full text of any communication brought to the attention of the Committee shall be made available to any member of the Committee upon request.


B. Procedure for determining admissibility of communications



Method of dealing with communications

Rule 86


1. In accordance with the following rules, the Committee shall decide as soon as possible whether or not a communication is admissible in conformity with article 14 of the Convention.

2. The Committee shall, unless it decides otherwise, deal with communications in the order in which they have been placed before it by the Secretariat. The Committee may, if it deems appropriate, decide to consider jointly two or more communications.

Establishment of a working group


Rule 87

1. The Committee may, in accordance with rule 61, set up a Working Group to meet shortly before its sessions, or at any other convenient time to be decided by the Committee in consultation with the Secretary-General, for the purpose of making recommendations to the Committee regarding the fulfilment of the conditions of admissibility of communications laid down in article 14 of the Convention and assisting the Committee in any manner which the Committee may decide.

2. The Working Group shall not comprise more than five members of the Committee. The Working Group shall elect its own officers, develop its own working methods, and apply as far as possible the rules of procedure of the Committee to its meetings.

Meetings


Rule 88

Meetings of the Committee or its Working Group during which communications under article 14 of the Convention will be examined shall be closed. Meetings during which the Committee may consider general issues such as procedures for the application of article 14 may be public if the Committee so decides.

Inability of a member to take part in the examination of a communication


Rule 89

1. A member of the Committee shall not take part in the examination of a communication by the Committee or its Working Group:

(a) If he has any personal interest in the case; or

(b) If he has participated in any capacity in the making of any decision on the case covered by the communication.

2. Any question which may arise under paragraph 1 above shall be decided by the Committee without the participation of the member concerned.

Withdrawal of a member


Rule 90

If, for any reason, a member considers that he should not take part or continue to take part in the examination of a communication, he shall inform the Chairman of his withdrawal.

Conditions for admissibility of communications


Rule 91

With a view to reaching a decision on the admissibility of a communication, the Committee or its Working Group shall ascertain:

(a) That the communication is not anonymous and that it emanates from an individual or group of individuals subject to the jurisdiction of a State party recognizing the competence of the Committee under article 14 of the Convention;

(b) That the individual claims to be a victim of a violation by the State party concerned of any of the rights set forth in the Convention. As a general rule, the communication should be submitted by the individual himself or by his relatives or designated representatives; the Committee may, however, in exceptional cases accept to consider a communication submitted by others on behalf of an alleged victim when it appears that the victim is unable to submit the communication himself, and the author of the communication justifies his acting on the victim's behalf;

(c) That the communication is compatible with the provisions of the Convention;

(d) That the communication is not an abuse of the right to submit a communication in conformity with article 14;

(e) That the individual has exhausted all available domestic remedies, including, when applicable, those mentioned in paragraph 2 of article 14. However, this shall not be the rule where the application of the remedies is unreasonably prolonged;

(f) That the communication is, except in the case of duly verified exceptional circumstances, submitted within six months after all available domestic remedies have been exhausted, including, when applicable, those indicated in paragraph 2 of article 14.

Additional information, clarifications and observations


Rule 92

1. The Committee or the Working Group established under rule 87 may request, through the Secretary-General, the State party concerned or the author of the communication to submit additional written information or clarifications relevant to the question of admissibility of' the communication.

2. Such requests shall contain a statement to the effect that the request does not imply that a decision has been reached on the question of admissibility of the communication by the Committee.

3. A communication may not be declared admissible unless the State party concerned has received the text of the communication and has been given an opportunity to furnish information or observations as provided in paragraph 1 of this rule, including information relating to the exhaustion of domestic remedies.

4. The Committee or the Working Group may adopt a questionnaire forrequesting such additional information or clarifications.

5. The Committee or the Working Group shall indicate a deadline for the submission of such additional information or clarification.

6. If the deadline is not kept by the State party concerned or the author of a communication, the Committee or the Working Group may decide to consider the admissibility of the communication in the light of available information.

7. If the State party concerned disputes the contention of the author of a communication that all available domestic remedies have been exhausted, the State party is required to give details of the effective remedies available to the alleged victim in the particular circumstances of the case.

Inadmissible communications


Rule 93

1. When the Committee decides that a communication is inadmissible, or its consideration is suspended or discontinued, the Committee shall transmit its decisions as soon as possible, through the Secretary-General, to the petitioner and to the State party concerned.

2. A decision taken by the Committee, in conformity with paragraph 7 (a) of article 14, that a communication is inadmissible, may be reviewed at a later date by the Committee upon a written request by the petitioner concerned. Such written request shall contain documentary evidence to the effect that the reasons for inadmissibility referred to in paragraph 7 (a) of article 14 are no longer applicable.


C. Consideration of communications on their merits


Method of dealing with admissible communications


Rule 94

1. After it has been decided that a communication is admissible, in conformity with article 14, the Committee shall transmit, confidentially, through the Secretary-General, the text of the communication and other relevant information to the State party concerned without revealing the identity of the individual unless he has given his express consent. The Committee shall also inform, through the Secretary-General, the petitioner of the communication of its decision.

2. The State party concerned shall submit within three months to the Committee written explanations or statements clarifying the case under consideration and the remedy, if any, that may have been taken by that State party. The Committee may indicate, if it deems it necessary, the type of information it wishes to receive from the State party concerned.

3. In the course of its consideration, the Committee may inform the State party of its views on the desirability, because of urgency, of taking interim measures to avoid possible irreparable damage to the person or persons who claim to be victim(s) of the alleged violation. In doing so, the Committee shall inform the State party concerned that such expression of its views on interim measures does not prejudge either its final opinion on the merits of the communication or its eventual suggestions and recommendations.

4. Any explanations or statements submitted by a State party pursuant to this rule may be transmitted, through the Secretary-General, to the petitioner of the communication who may submit any additional written information or observations within such time-limit as the Committee shall decide.

5. The Committee may invite the presence of the petitioner or his representative and the presence of representatives of the State party concerned in order to provide additional information or to answer questions on the merits of the communication.

6. The Committee may revoke its decision that a communication is admissible in the light of any explanations or statements submitted by the State party. However, before the Committee considers revoking that decision, the explanations or statements concerned must be transmitted to the petitioner so that he may submit additional information or observations within the time-limit set by the Committee.

Opinion of the Committee on admissible communications and the Committee's suggestions and recommendations


Rule 95

1. Admissible communications shall be considered by the Committee in the light of all information made available to it by the petitioner and the State party concerned. The Committee may refer the communication to the Working 'Group in order to be assisted in this task.

2. The Committee or the working group set up by it to consider a communication may at any time, in the course of the examination, obtain through the intermediary of the Secretary-General any documentation that may assist in the disposal of the case from United Nations bodies or the specialized agencies.

3. After consideration of an admissible communication, the Committee shall formulate its opinion thereon. The opinion of the Committee shall be forwarded, through the Secretary-General, to the petitioner and to the State Party concerned, together with ally suggestions and recommendations the Committee may wish to make.

4. Any member of the Committee may request that a summary of his individual opinion be appended to the opinion of the Committee when it is forwarded to the petitioner and to the State party concerned.

5. The State party concerned shall be invited to inform the Committee in due course of' the action it takes in conformity with the Committee's suggestions and recommendations.

Summaries in the Committee's annual report


Rule 96

The Committee shall include in its annual report a summary of the communications examined and, where appropriate, a summary of the explanations and statements of the States parties concerned and of its own suggestions and recommendations.

Press communiques


Rule 97

The Committee may also issue communiques, through the Secretary-General, for the use of information media and the general public regarding the activities of the Committee under article 14 of the Convention.


PART THREE. INTERPRETATION AND AMENDMENTS

XIX. INTERPRETATION AND AMENDMENTS


Underlined headings

Rule 98

The underlined headings of these rules, which were inserted for reference purposes only, shall be disregarded in the interpretation of the rules.

Amendments


Rule 99

These rules of procedure may be amended by a decision of the Committee.


Annex

Decision 2 (VI). Co-operation with the International Labor Organization (ILO) and the United Nations Educational, Scientific and Cultural Organization (UNESCO) a/

Without prejudice to such decisions as the Committee on the Elimination of Racial Discrimination may take in the future regarding the possibility of participation in its meetings by representatives of the International Labour Organisation and the United Nations Educational, Scientific and Cultural Organization under certain circumstances, the Committee decides that:

1.The Committee authorizes the Secretary-General of the United Nations to invite representatives of ILO and of UNESCO to attend the meetings of the Committee. The Committee shall decide at any private meeting it holds whether the observers of ILO and UNESCO may attend the private meeting in question.

2.In accordance with rules 34, paragraph 1, and 35 of its rules of procedure, the Committee authorizes the Secretary-General to make the records of its public meetings and the texts of its reports, formal decisions and other official documents available to the ILO Committee of Experts and the UNESCO Executive Board's Committee on Conventions and Recommendations in Education.

3.Written statements submitted by ILO and UNESCO, providing information on the application of the Discrimination (Employment and Occupation) Convention and Recommendation, 1958, and the Convention and Recommendation against Discrimination in Education, 1960, in the territories mentioned in paragraph 2 (a) of article 15 of the International Convention on the Elimination of All Forms of Racial Discrimination shall be transmitted by the Secretary-General of the United Nations to the Committee on the Elimination of Racial Discrimination, in accordance with paragraph of article 15 of the International Convention on the Elimination of All Forms of Racial Discrimination and paragraph 3 (b) of the "Statement of the responsibilities of the Committee under article 15 of the Convention", adopted by the Committee on the Elimination of Racial Discrimination on 29 January 1970.

4. Written statements submitted by ILO and UNESCO, providing information on the application of the Discrimination (Employment and Occupation) Convention and Recommendation, 1958, and the Convention and Recommendation against Discrimination in Education, 1960, in territories other than those mentioned in the preceding paragraph shall be distributed by the Secretary-General of the United Nations to the members of the Committee on the Elimination of Racial Discrimination.


Footnotes

a/ Adopted by the Committee at its 115th meeting (sixth session) on 21 August 1972.

1/ Official Records of the General Assembly, Twenty-fifth Session, Supplement No. 27 (A/8027), annex II.

2/ Ibid., Twenty-sixth Session, Supplement No. 18 (A/8418), chap. VII, sect. B

3/ Ibid., Twenty-seventh Session, Supplement No. 18 (A/8718),chap. X, sect. A.

4/ Ibid.

5/ Ibid., Twenty-eighth Session, Supplement No. 18 (A/9018), chap. X, sect. A.

6/ Ibid.

7/ Ibid., Thirty-third Session, Supplement No. 18(A/33/18), chap. X, sect. A.

8/ Ibid.

9/ Ibid., Thirty-eighth Session, Supplement No. 18 (A/38/18), annex III.

10/ Ibid.

ll/ Ibid.

12/ Ibid.

13/ Ibid., Thirty-ninth Session, Supplement No. 18 (A/39/18), chap. III.

14/ Ibid.

15/ Ibid.

16/ Ibid.


 



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